DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• D••••

C••••••• S••••••••• I•••BD affiliatedBelmont, Ma dual registrantIAPD 2470290

Feed of 09/15/2026

Also filed as Kevin Edward Daley

At current firm

5 y

since Sep 29, 2020

In the industry

32 y

since May 27, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Sep 29, 2020 · Belmont, Ma
S•••••••• S••••••••• BD affiliated
Jun 2, 2017 to Aug 28, 2020 · West Boylston, Ma
I••••••••• P••••••••• I••• former
Apr 21, 2010 to May 1, 2017 · San Antonio, Tx
T• W••••• M••••••••• S••••••• I••• unclassified
Nov 17, 2009 to Feb 23, 2010 · Boston, Ma
C••••• I••••••••• S••••••• L•• former
Feb 13, 2008 to Nov 17, 2009 · Boston, Ma
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Mar 25, 2005 to Jan 25, 2008 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to C••••••• S••••••••• I•••
left Aug 28, 2020, registered Sep 29, 2020 (32 days) · Affiliated broker-dealer or bank to another · moved with a team
I••••••••• P••••••••• I••• to S•••••••• S•••••••••
left May 1, 2017, registered Jun 2, 2017 (32 days) · Other
T• W••••• M••••••••• S••••••• I••• to I••••••••• P••••••••• I•••
left Feb 23, 2010, registered Apr 21, 2010 (57 days) · Other
C••••• I••••••••• S••••••• L•• to T• W••••• M••••••••• S••••••• I•••
left Nov 17, 2009, registered Nov 17, 2009 (0 days) · corporate re-registration, not a move
B••• O• A•••••• I••••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••
left Jan 25, 2008, registered Feb 13, 2008 (19 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address