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RIA Intelligence
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Registered advisor
B•••• P•••••• A••••
Feed of 09/14/2026
Also filed as B•••• A••••
At current firm
5 y
since May 3, 2021
In the industry
32 y
since Apr 28, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 3, 2021 · Sandusky, Oh
- U•• F•••••••• S••••••• I••• wirehouseApr 6, 2009 to May 12, 2021 · Sylvania, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 17, 2001 to Apr 21, 2009 · Sandusky, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 12, 2021, registered May 3, 2021 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Apr 21, 2009, registered Apr 6, 2009 (-15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address