DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• L•• M•••••••

C••••• I••••••••• A••••••• L••BD affiliatedRome, Gadual registrantIAPD 2475170

Feed of 09/14/2026

Also filed as Don M•••••••

At current firm

2 y

since Feb 14, 2024

In the industry

32 y

since May 20, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Feb 14, 2024 · Rome, Ga
T•••• A•••••••• L•• former
Oct 7, 2014 to Feb 15, 2024 · Rome, Ga
L•• F•••••••• L•• BD affiliated
Sep 17, 2008 to Oct 15, 2014 · Rome, Ga
A••••••••• A•••••• S•••••••• I••• unclassified
Jun 24, 2003 to Sep 15, 2008 · Rome, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 22, 2001 to Aug 21, 2002 · Rome, Ga

Moves

a registration end followed by a registration begin elsewhere

T•••• A•••••••• L•• to C••••• I••••••••• A••••••• L••
left Feb 15, 2024, registered Feb 14, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
L•• F•••••••• L•• to T•••• A•••••••• L••
left Oct 15, 2014, registered Oct 7, 2014 (-8 days) · Other
A••••••••• A•••••• S•••••••• I••• to L•• F•••••••• L••
left Sep 15, 2008, registered Sep 17, 2008 (2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• A•••••• S•••••••• I•••
left Aug 21, 2002, registered Jun 24, 2003 (307 days) · Other

Signals

D••••• L•• M••••••• left T•••• A•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-02-14)
Feb 15, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address