DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Joseph Szigeti
Feed of 09/14/2026
Also filed as Bob Szigeti
At current firm
11 y
since Jun 24, 2015
In the industry
23 y
since Oct 18, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sg Securities, LLC state registered currentsince Jun 24, 2015 · Flemington, Nj
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerMar 28, 2012 to Jun 19, 2015 · Tarrytown, Ny
- Advanced Equities, Inc. formerApr 9, 2010 to Jun 28, 2010 · New York, Ny
- Fisher Investments independent RIADec 12, 2007 to Oct 13, 2008 · Skillman, Nj
- UBS Financial Services Inc. wirehouseDec 10, 2004 to Nov 14, 2007 · Princeton, Nj
- Citigroup Global Markets Inc. BD affiliatedOct 18, 2002 to Dec 16, 2004 · New Brunswick, Nj
Moves
a registration end followed by a registration begin elsewhere
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Sg Securities, LLCleft Jun 19, 2015, registered Jun 24, 2015 (5 days) · Other
- Advanced Equities, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)left Jun 28, 2010, registered Mar 28, 2012 (639 days) · Other
- Fisher Investments to Advanced Equities, Inc.left Oct 13, 2008, registered Apr 9, 2010 (543 days) · Other
- UBS Financial Services Inc. to Fisher Investmentsleft Nov 14, 2007, registered Dec 12, 2007 (28 days) · Other
- Citigroup Global Markets Inc. to UBS Financial Services Inc.left Dec 16, 2004, registered Dec 10, 2004 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address