DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• J••••• M••••••

C•••••• I•• A•••••••• L••independent RIAChadds Ford, Pa IA-onlyIAPD 2476784

Feed of 09/15/2026

At current firm

3 y

since Aug 11, 2023

In the industry

32 y

since Jun 27, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Father of 3 | Tennis Buff | Advisorreportedcompass-ionadvisors.comfirm site, Sep 15, 2026
Professional profile: compass-ionadvisors.com/people/mark-manningreportedcompass-ionadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

C•••••• I•• A•••••••• L•• independent RIA current
since Aug 11, 2023 · Chadds Ford, Pa
U••••• C•••••• F•••••••• A••••••• independent RIA
Jun 21, 2019 to Jun 6, 2023 · Chadds Ford, Pa
C••••••• F•••••••• A••••••• former
Feb 1, 2012 to Jul 15, 2019 · Chadds Ford, Pa
F••••••• C•••••• A•••••••• L•• former
Nov 23, 2009 to Apr 2, 2012 · Chadds Ford, Pa
A••••••• S••••••••• G••••• I••• unclassified
Jun 29, 2006 to Nov 13, 2009 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
Jun 19, 2002 to Jun 16, 2006 · Chadds Ford, Pa
C••••••• F•••••••• A•••••••• L•• unclassified
Apr 28, 1998 to Jun 20, 2002 · Chadds Ford, Pa

Moves

a registration end followed by a registration begin elsewhere

U••••• C•••••• F•••••••• A••••••• to C•••••• I•• A•••••••• L••
left Jun 6, 2023, registered Aug 11, 2023 (66 days) · Affiliated broker-dealer or bank to independent RIA
C••••••• F•••••••• A••••••• to U••••• C•••••• F•••••••• A•••••••
left Jul 15, 2019, registered Jun 21, 2019 (-24 days) · RIA to RIA
F••••••• C•••••• A•••••••• L•• to C••••••• F•••••••• A•••••••
left Apr 2, 2012, registered Feb 1, 2012 (-61 days) · Other
A••••••• S••••••••• G••••• I••• to F••••••• C•••••• A•••••••• L••
left Nov 13, 2009, registered Nov 23, 2009 (10 days) · Other
W•••• F•••• A••••••• to A••••••• S••••••••• G••••• I•••
left Jun 16, 2006, registered Jun 29, 2006 (13 days) · Other
C••••••• F•••••••• A•••••••• L•• to W•••• F•••• A•••••••
left Jun 20, 2002, registered Jun 19, 2002 (-1 days) · corporate re-registration, not a move

Signals

M••• J••••• M•••••• left U••••• C•••••• F•••••••• A••••••• for C•••••• I•• A•••••••• L•• (registered 2023-08-11)
Jun 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address