RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Nov 15, 2024 · Benton, Il
- U••• B•••••• I••••••••• I••• formerMay 30, 2006 to Nov 18, 2024 · Benton, Il
- U••• B•••••• I••••••••• I••• to E••••• J••••left Nov 18, 2024, registered Nov 15, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- R••••• E••••• H•••••• left U••• B•••••• I••••••••• I••• for E••••• J•••• (registered 2024-11-15)Nov 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address