RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D••••••• F•••••
- N•• E••• W••••• BD affiliated currentsince Jun 22, 2023 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerJul 14, 2010 to Jun 29, 2023 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerAug 20, 2008 to Oct 1, 2009 · San Francisco, Ca
- F•••• R••••••• W••••• A•••••••• L•• unclassifiedAug 20, 2008 to Sep 30, 2010 · San Francisco, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedDec 6, 2004 to Aug 21, 2008 · San Francisco, Ca
- E•••••••• A•••••••• L•• national BDFeb 11, 2002 to Dec 8, 2004 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• to N•• E••• W•••••left Jun 29, 2023, registered Jun 22, 2023 (-7 days) · Affiliated broker-dealer or bank to another
- F•••• R••••••• W••••• A•••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Sep 30, 2010, registered Jul 14, 2010 (-78 days) · Other
- J••• M••••• P•••••• W••••• A••••••• L•• to F•••• R••••••• W••••• A•••••••• L••left Oct 1, 2009, registered Aug 20, 2008 (-407 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••left Aug 21, 2008, registered Aug 20, 2008 (-1 days) · Other
- E•••••••• A•••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 8, 2004, registered Dec 6, 2004 (-2 days) · Other
- J••• D••••••• F••••• left J••• M••••• P•••••• W••••• A••••••• L•• for N•• E••• W••••• (registered 2023-06-22)Jun 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address