RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• F•••••• G••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 2, 2026 · Weatogue, Ct
- M• H••••••• S••••••••• I••• BD affiliatedFeb 27, 2003 to Feb 9, 2026 · Simsbury, Ct
- M••• S••••• M••••••••• C•••••• unclassifiedNov 15, 2002 to Jan 13, 2003 · Simsbury, Ct
- M• H••••••• S••••••••• I••• to L•• F•••••••• L••left Feb 9, 2026, registered Feb 2, 2026 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••• S••••• M••••••••• C•••••• to M• H••••••• S••••••••• I•••left Jan 13, 2003, registered Feb 27, 2003 (45 days) · Other
- M•••••• F•••••• G•••• left M• H••••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2026-02-02)Feb 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address