DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• C•••••• W•••••••

C••••• I••••••••• A••••••• L••BD affiliatedScottsdale, Azdual registrantIAPD 2484269

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as A•••••• C W•••••••

At current firm

2 y

since Mar 21, 2024

In the industry

32 y

since Jun 20, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 21, 2024 · Scottsdale, Az
N••• F•••••••• G••••• I••• former
Jan 22, 2008 to Oct 30, 2020 · Tempe, Az
S••••••• F•••••••• S•••••••• I••• former
Jul 30, 2007 to Jan 16, 2008 · Phoenix, Az
C•• S••••••••• L•• former
Jul 30, 2007 to Dec 31, 2007 · Phoenix, Az
M••••••• A•••••••• I•• unclassified
Nov 6, 1996 to Jan 18, 2008 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

N••• F•••••••• G••••• I••• to C••••• I••••••••• A••••••• L••
left Oct 30, 2020, registered Mar 21, 2024 (1238 days) · Affiliated broker-dealer or bank to another
M••••••• A•••••••• I•• to C•• S••••••••• L••
left Jan 18, 2008, registered Jul 30, 2007 (-172 days) · Other
S••••••• F•••••••• S•••••••• I••• to N••• F•••••••• G••••• I•••
left Jan 16, 2008, registered Jan 22, 2008 (6 days) · Other
C•• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••
left Dec 31, 2007, registered Jul 30, 2007 (-154 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address