DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael John Bailey
Transamerica Retirement Advisors, LLCBD affiliatedInver Grove Heights, Mndual registrantIAPD 2484463
Feed of 09/14/2026
Also filed as Michael J Bailey
At current firm
12 y
since Mar 13, 2014
In the industry
32 y
since Apr 29, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Retirement Advisors, LLC BD affiliated currentsince Mar 13, 2014 · Inver Grove Heights, Mn
- Transamerica Financial Advisors, LLC BD affiliatedJun 17, 2011 to Dec 31, 2013 · St. Paul, Mn
- Bancwest Investment Services, Inc. (Bwis) formerSep 19, 2008 to Jun 15, 2010 · Fargo, Nd
- RBC Capital Markets, LLC national BDJul 14, 2004 to Sep 22, 2006 · St. Paul, Mn
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Financial Advisors, LLC to Transamerica Retirement Advisors, LLCleft Dec 31, 2013, registered Mar 13, 2014 (72 days) · Other
- Bancwest Investment Services, Inc. (Bwis) to Transamerica Financial Advisors, LLCleft Jun 15, 2010, registered Jun 17, 2011 (367 days) · Other
- RBC Capital Markets, LLC to Bancwest Investment Services, Inc. (Bwis)left Sep 22, 2006, registered Sep 19, 2008 (728 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address