DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Transamerica Retirement Advisors, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 51 filings
SEC status approved since Dec 16, 1992
RAUM
$19B
reported, Item 5.F
Discretionary
42%
of RAUM
Private clients
93%
$17B individuals and HNW
Advisors
305
registered through the firm on IAPD
RAUM per advisor
$61.7M
derived; firm RAUM over IAPD count
Employees
398
173 advisory (5.B.1)
Offices
173
beyond the principal office
Private funds
0
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$19B as of Mar 31, 2026
Mar 29, 2012$4.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)293 as of Mar 31, 2026
Mar 29, 20120 then
Employees (5.A)398 as of Mar 31, 2026
Mar 28, 201315 then
Private funds: no history
RAUM +17% over the last fiscal year+22% a year over threeIARs 291 to 293offices 158 to 173
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $61.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $88,507derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 42%derivedof RAUM
- Institutional
- 7.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.8derived174 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$17B93%
- Pension and profit-sharing plans$1.4B7.3%
- Individual clients
- 212,700reported
- HNW clients
- n/areported
- Pension plan clients
- 22reported
- Charitable clients
- n/areported
- Accounts
- 212,722reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=true related_bank=true bd_reps=336.0derived
Advisors registered through the firm
305 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bradley Edward Watts | Goodlettsville, Tn | Jul 11, 2013 | 22 y | 0 |
| David Anthony Tritt | Olathe, Ks | Jul 19, 2013 | 31 y | 0 |
| Jennifer Clark Baskerville | Equality, Al | Aug 27, 2013 | 24 y | 1 |
| Gregory Clarke Lewis | Jacksonville, Fl | Sep 27, 2013 | 35 y | 0 |
| Kristine E Green | Kalamazoo, Mi | Oct 30, 2013 | 36 y | 0 |
| Edward Russell Gross | Pensacola, Fl | Nov 7, 2013 | 20 y | 1 |
| Jay Allen Hewitt | Plymouth, Mn | Dec 19, 2013 | 39 y | 0 |
| Laura Therese PopeCertified Financial Planner | Hastings, Mn | Jan 2, 2014 | 28 y | 1 |
| Ghada Mohamed El-Gamal | New Brighton, Mn | Jan 2, 2014 | 20 y | 2 |
| Robert Frank Regenfuss | Cottage Grove, Mn | Jan 3, 2014 | 23 y | 1 |
| Joshua John Schmidt | Sandy, Ut | Jan 14, 2014 | 22 y | 1 |
| Michael John Bailey | Inver Grove Heights, Mn | Mar 13, 2014 | 32 y | 3 |
| Linda Watson Bowen | Birmingham, Al | Apr 2, 2014 | 18 y | 3 |
| Steven Kevin BellerCertified Financial Planner | Macomb, Mi | Apr 16, 2014 | 33 y | 3 |
| Ryan Thomas MerrellCertified Financial Planner | Palm City, Fl | May 8, 2014 | 24 y | 2 |
| Douglas Shepard Smith | Farmington Hills, Mi | May 28, 2014 | 13 y | 0 |
| Randall Scott Kensinger | Fishers, In | Jun 12, 2014 | 22 y | 1 |
| Rustomji Feroz Dubash | Elkhart, In | Jun 16, 2014 | 30 y | 6 |
| Jon Jeremy Nielsen | Wood Cross, Ut | Jul 29, 2014 | 25 y | 0 |
| Christopher Paul Clinton | Menomonee Falls, Wi | Jul 29, 2014 | 17 y | 0 |
| Jeffrey James Bruce | Eden Prairie, Mn | Aug 15, 2014 | 25 y | 1 |
| Barnabas Alexis White | Acworth, Ga | Sep 16, 2014 | 25 y | 2 |
| David Nathaniel Flora | Blaine, Mn | Sep 23, 2014 | 15 y | 2 |
| Ruben Gonzalez | Ontario, Ca | Sep 30, 2014 | 30 y | 5 |
| Michael Timothy RileyCertified Financial Planner | Clearwater, Fl | Oct 21, 2014 | 26 y | 1 |
| Adam John Rogalla | Oakdale, Mn | Dec 16, 2014 | 17 y | 0 |
| Eric Charles Fowler | Vadnais Heights, Mn | Jan 1, 2015 | 16 y | 0 |
| Alex Alan Hackworthy | St. Paul, Mn | Jan 14, 2015 | 15 y | 1 |
| Michael David LewisCertified Financial Planner | New Hope, Mn | Feb 18, 2015 | 21 y | 1 |
| Mary Elizabeth RinehartCertified Financial Planner, Chartered Financial Consultant | Cedar Rapids, Ia | Mar 25, 2015 | 30 y | 1 |
| Mignon Vonetta PayneCertified Financial Planner | Atlanta, Ga | Apr 16, 2015 | 25 y | 1 |
| Matthew David Leeke | Denver, Co | May 11, 2015 | 12 y | 1 |
| Michele Martin Hefner | Parker, Co | Jun 1, 2015 | 24 y | 0 |
| Julie Annette Belvedere | Crest Hill, Il | Jul 2, 2015 | 18 y | 1 |
| Theresa Marie Colson | Plano, Il | Jul 2, 2015 | 18 y | 0 |
| Jeffrey Bryan Kase | Minneapolis, Mn | Jul 10, 2015 | 18 y | 0 |
| David Carl PreussChartered Financial Consultant | Marietta, Ga | Aug 5, 2015 | 25 y | 0 |
| Daniel Joseph Guzzo | Wayne, Nj | Sep 9, 2015 | 14 y | 0 |
| William Todd Hutson | Euless, Tx | Oct 15, 2015 | 18 y | 2 |
| William Michael Pokorsky | Grafton, Wi | Nov 19, 2015 | 19 y | 2 |
Advisor movement
10 left, 38 joined in 12 months
net +28 in 12 months0 left in 90 days11 joined in 90 daysdeparture rate 3.3% of current headcount35 left over 36 months
Left, latest
- Charles Davis Dawkins to Empower Advisory Group, LLCJun 9, 2026 · Affiliated broker-dealer or bank to another
- Eric Francisco Alarcon-Fierro to Nationwide Investment Advisors, LLCJun 3, 2026 · Affiliated broker-dealer or bank to another
- Joseph Patrick Conlan to Johnson BrunettiApr 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brandon Lee Van Nevel to Wells Fargo AdvisorsApr 9, 2026 · Affiliated broker-dealer or bank to wirehouse
- Ahmber Bailes to Morgan StanleyMar 27, 2026 · Affiliated broker-dealer or bank to wirehouse
- Stephanie Clark Sharp to Allworth Financial, L.P.Feb 12, 2026 · Affiliated broker-dealer or bank to another
- Thomas Kent Brumfield to Edelman Financial EnginesJan 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Roland Andrew Garland to Berger Financial GroupDec 2, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jorge Luis Garcia-Rico to Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 17, 2025 · Affiliated broker-dealer or bank to wirehouse
- Justin Timothy Bailey to Nationwide Investment Advisors, LLCOct 22, 2025 · Affiliated broker-dealer or bank to another
- Bryon Andrew Eggan to Hays Financial Group, LLCSep 8, 2025 · Other
- Faith G Fletcher to Morgan StanleyAug 15, 2025 · Affiliated broker-dealer or bank to wirehouse
- Victoria L Harrison to Missionsquare RetirementJun 23, 2025 · Affiliated broker-dealer or bank to another
- Harold Alvarado to Tlg Advisors, Inc.May 7, 2025 · Affiliated broker-dealer or bank to another
- John Nelson Duncan to Larson Financial Group, LLCMay 5, 2025 · Affiliated broker-dealer or bank to another
Joined, latest
- Samantha H Mayfield from Voya Investment Management Co. LLCSep 3, 2026 · Other
- Bret Contreras from Voya Retirement Advisors, LLCSep 2, 2026 · Other
- Jeffrey Michael Isaac from UBS Financial Services Inc.Aug 14, 2026 · Wirehouse to affiliated broker-dealer or bank
- Donald James Mcneill from Morgan StanleyAug 11, 2026 · Wirehouse to affiliated broker-dealer or bank
- Lina Degay from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Quinten Michael Lewandowski from First Command Advisory ServicesAug 6, 2026 · Affiliated broker-dealer or bank to another
- Robert Jarod Leighton from Edward JonesJul 17, 2026 · Affiliated broker-dealer or bank to another
- Joshua Willard from Valic Financial Advisors, Inc.Jul 17, 2026 · Affiliated broker-dealer or bank to another
- John L Schuele from SpcJul 9, 2026 · Affiliated broker-dealer or bank to another
- Brad Damian Marzano from Voya Retirement Advisors, LLCJun 26, 2026 · Other
- James Joseph Gorman from Empower Advisory Group, LLCJun 23, 2026 · Affiliated broker-dealer or bank to another
- Calvin Lemonte Wilson from Edward JonesJun 17, 2026 · Affiliated broker-dealer or bank to another
- Ebony Young De Pooter from Edward JonesJun 11, 2026 · Affiliated broker-dealer or bank to another
- Salvador Roberto Rosas from Robinhood Asset ManagementJun 3, 2026 · RIA to affiliated broker-dealer or bank
- Kurtis Lovell from Wealth Enhancement Advisory Services, LLCJun 2, 2026 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Osaic Fa, Inc.May 2, 2024 · Fort Wayne, In
- 2 joined from Nationwide Investment Advisors, LLCJun 15, 2022 · Columbus, Oh
- 2 joined from T. Rowe Price Advisory Services, Inc.Jul 12, 2019 · Tampa, Fl
- 3 joined from Scottrade Investment ManagementMar 8, 2018 · Sarasota, Fl
- 2 joined from Transamerica Financial Advisors, LLCJan 17, 2017 · St Petersburg, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Brian Beitzel · Treasurercontrolsince 04/2025 · owns less than 5%
- Peter Joseph Carusone · Vice President, Manager And Treasurercontrolsince 10/2013 · owns less than 5%
- Scott Jason Frain · President And Managercontrolsince 09/2024 · owns less than 5%
- Allen Jay Hewitt · Vice President And Managercontrolsince 09/2016 · owns less than 5%
- William Gregg Holgate · Managercontrolsince 12/2024 · owns less than 5%
- Anne Kerry Jung · Vice President, General Counsel And Assistant Secretarycontrolsince 03/2021 · owns less than 5%
- Judson Mark Powers · Vice President And Chief Compliance Officercontrolsince 02/2025 · owns less than 5%
- Bart Ricky Resnik · Vice President And Chief Compliance Officercontrolsince 06/2019 · owns less than 5%
- Daniel Joshua Rundle · President And Managercontrolsince 09/2022 · owns less than 5%
Entity owners
- Transamerica Retirement · Shdirect · owns 75% or more
- Transamerica Retirement Solutions, LLC · Shdirect · owns 75% or more
- Aegon International B.V. · Shindirect · owns 75% or more of Transamerica Corporation
- Aegon Ltd · Shindirect · owns 75% or more of Aegon International B.V. · public reporting company
- Ausa Holding, LLC · Shindirect · owns 75% or more of Transamerica Retirement Solutions, LLC
- Transamerica Corporation · Shindirect · owns 75% or more of Ausa Holding, LLC
Related persons
Schedule D 7.A
- Aegon Asset Management USinvestment adviserbankpooled vehicle sponsornRAUM $89B
- Transamerica Asset Management, Inc.investment adviserbankpooled vehicle sponsornRAUM $66B
- Transamerica Capital, Inc.broker-dealern
- Transamerica Financial Life Insurance Companyreal estatecustodiann
- Transamerica Investors Securities Corporationbroker-dealern
- Transamerica Life Insurance Companyreal estatecustodiann
- Transamerica Retirement Insurance Agency, Inc.real estaten
- Transamerica Trust Companycustodiann
Advisers that list Transamerica Retirement Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co | 7 | 0 | 0 | ||
| St Paul, Mn | 6 | 0 | 0 | ||
| Minneapolis, Mn | 6 | 0 | 1 | ||
| Parker, Co | 4 | 1 | 0 | ||
| Clearwater, Fl | 4 | 0 | 0 | ||
| Colorado Springs, Co | 4 | 2 | 0 | ||
| Chicago, Il | 3 | 1 | 0 | ||
| Gilbert, Az | 3 | 0 | 0 | ||
| Miami, Fl | 3 | 0 | 0 | ||
| Atlanta, Ga | 3 | 0 | 0 | ||
| Aurora, Co | 3 | 0 | 0 | ||
| Duluth, Mn | 2 | 0 | 0 | ||
| Cedar Rapids, Ia · principal | 2 | 0 | 0 | ||
| Eagan, Mn | 2 | 0 | 0 | ||
| Fishers, In | 2 | 0 | 0 | ||
| Hastings, Mn | 2 | 0 | 0 | ||
| Indianapolis, In | 2 | 0 | 0 | ||
| Jacksonville, Fl | 2 | 0 | 0 | ||
| Largo, Fl | 2 | 0 | 0 | ||
| Lutz, Fl | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- St Petersburg, FL28 employees
- Denver, CO10 employees
- Harrison, NY3 employees
- Cedar Rapids, IA1 employees
- , 1 employees
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026Holgate, Gregg, William (MANAGER) appeared on Schedule A between the filings of 2024-03-29 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026FRAIN, JASON, SCOTT (PRESIDENT AND MANAGER) appeared on Schedule A between the filings of 2024-03-29 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026Powers, Mark, Judson (VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-29 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026Beitzel, Brian (TREASURER) appeared on Schedule A between the filings of 2024-03-29 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026RESNIK, RICKY, BART (VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-29 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026CARUSONE, JOSEPH, PETER (VICE PRESIDENT, MANAGER AND TREASURER) left Schedule A between the filings of 2024-03-29 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026JUNG, KERRY, ANNE (VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY) left Schedule A between the filings of 2024-03-29 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026RUNDLE, JOSHUA, DANIEL (PRESIDENT AND MANAGER) left Schedule A between the filings of 2024-03-29 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 212,836 to 212,722Sep 9, 2025 to Mar 31, 2026
- Advisory employees · 159 to 173Sep 9, 2025 to Mar 31, 2026
- BD registered reps · 334 to 336Sep 9, 2025 to Mar 31, 2026
- Individual clients · 212,836 to 212,700Sep 9, 2025 to Mar 31, 2026
- Employees · 383 to 398Sep 9, 2025 to Mar 31, 2026
- Financial planning clients · to 0Sep 9, 2025 to Mar 31, 2026
- State-registered IARs · 291 to 293Sep 9, 2025 to Mar 31, 2026
- Other offices · 158 to 173Sep 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $7.1B to $8.0BSep 9, 2025 to Mar 31, 2026
- Individual RAUM · $15B to $17BSep 9, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $9.0B to $11BSep 9, 2025 to Mar 31, 2026
- Pension RAUM · $1.4B to $1.4BSep 9, 2025 to Mar 31, 2026
- RAUM · $16B to $19BSep 9, 2025 to Mar 31, 2026
- Financial planning clients · unset to Feb 14, 2025 to May 22, 2025
- Accounts · 160,403 to 212,836Aug 1, 2024 to Feb 14, 2025
- Advisory employees · 126 to 159Aug 1, 2024 to Feb 14, 2025
- BD registered reps · 294 to 334Aug 1, 2024 to Feb 14, 2025
- Individual clients · 160,382 to 212,836Aug 1, 2024 to Feb 14, 2025
- Pension plan clients · 21 to 22Aug 1, 2024 to Feb 14, 2025
- Employees · 333 to 383Aug 1, 2024 to Feb 14, 2025
- Financial planning clients · 0 to unsetAug 1, 2024 to Feb 14, 2025
- State-registered IARs · 249 to 291Aug 1, 2024 to Feb 14, 2025
- Other offices · 53 to 158Aug 1, 2024 to Feb 14, 2025
- Discretionary RAUM · $4.8B to $7.1BAug 1, 2024 to Feb 14, 2025
- Individual RAUM · $11B to $15BAug 1, 2024 to Feb 14, 2025
- Non-discretionary RAUM · $7.8B to $9.0BAug 1, 2024 to Feb 14, 2025
- Pension RAUM · $1.3B to $1.4BAug 1, 2024 to Feb 14, 2025
- RAUM · $13B to $16BAug 1, 2024 to Feb 14, 2025
- HQ city · ST PAUL to CEDAR RAPIDSMar 29, 2024 to Jun 10, 2024
- HQ state · MN to IAMar 29, 2024 to Jun 10, 2024
- Accounts · 147,144 to 160,403Oct 2, 2023 to Mar 29, 2024
- Advisory employees · 105 to 126Oct 2, 2023 to Mar 29, 2024
- BD registered reps · 272 to 294Oct 2, 2023 to Mar 29, 2024
- Individual clients · 147,124 to 160,382Oct 2, 2023 to Mar 29, 2024
- Pension plan clients · 20 to 21Oct 2, 2023 to Mar 29, 2024
- Employees · 311 to 333Oct 2, 2023 to Mar 29, 2024
- State-registered IARs · 234 to 249Oct 2, 2023 to Mar 29, 2024
- Other offices · 20 to 53Oct 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.7B to $4.8BOct 2, 2023 to Mar 29, 2024
- Individual RAUM · $9.2B to $11BOct 2, 2023 to Mar 29, 2024
Signals
60 dated events
- Charles Davis Dawkins left Transamerica Retirement Advisors, Llc for Empower Advisory Group, Llc (registered 2026-07-09)Jun 9, 2026 · Advisor changed firm · fact
- Eric Francisco Alarcon-Fierro left Transamerica Retirement Advisors, Llc for Nationwide Investment Advisors, Llc (registered 2026-06-30)Jun 3, 2026 · Advisor changed firm · fact
- Joseph Patrick Conlan left Transamerica Retirement Advisors, Llc for Johnson Brunetti (registered 2026-07-07)Apr 10, 2026 · Advisor changed firm · fact
- Brandon Lee Van Nevel left Transamerica Retirement Advisors, Llc for Wells Fargo Advisors (registered 2026-04-16)Apr 9, 2026 · Advisor changed firm · fact
- Transamerica Retirement Advisors, Llc reported 173 offices beyond its principal office, up from 158 (2025-09-09 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Ahmber Bailes left Transamerica Retirement Advisors, Llc for Morgan Stanley (registered 2026-05-06)Mar 27, 2026 · Advisor changed firm · fact
- Stephanie Clark Sharp left Transamerica Retirement Advisors, Llc for Allworth Financial, L.P. (registered 2026-07-15)Feb 12, 2026 · Advisor changed firm · fact
- Thomas Kent Brumfield left Transamerica Retirement Advisors, Llc for Edelman Financial Engines (registered 2026-03-09)Jan 20, 2026 · Advisor changed firm · fact
- Roland Andrew Garland left Transamerica Retirement Advisors, Llc for Berger Financial Group (registered 2025-12-09)Dec 2, 2025 · Advisor changed firm · fact
- Jorge Luis Garcia-Rico left Transamerica Retirement Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-12-11)Nov 17, 2025 · Advisor changed firm · fact
- Justin Timothy Bailey left Transamerica Retirement Advisors, Llc for Nationwide Investment Advisors, Llc (registered 2025-10-30)Oct 22, 2025 · Advisor changed firm · fact
- Bryon Andrew Eggan left Transamerica Retirement Advisors, Llc for Hays Financial Group, Llc (registered 2025-10-21)Sep 8, 2025 · Advisor changed firm · fact
- Faith G Fletcher left Transamerica Retirement Advisors, Llc for Morgan Stanley (registered 2026-03-02)Aug 15, 2025 · Advisor changed firm · fact
- Victoria L Harrison left Transamerica Retirement Advisors, Llc for Missionsquare Retirement (registered 2025-08-07)Jun 23, 2025 · Advisor changed firm · fact
- Harold Alvarado left Transamerica Retirement Advisors, Llc for Tlg Advisors, Inc. (registered 2026-02-11)May 7, 2025 · Advisor changed firm · fact
- John Nelson Duncan left Transamerica Retirement Advisors, Llc for Larson Financial Group, Llc (registered 2025-05-09)May 5, 2025 · Advisor changed firm · fact
- Bacilia Gomez left Transamerica Retirement Advisors, Llc for Principal Advised Services (registered 2025-05-09)Apr 14, 2025 · Advisor changed firm · fact
- Gage Gustafson left Transamerica Retirement Advisors, Llc for Wells Fargo Advisors (registered 2025-03-31)Apr 1, 2025 · Advisor changed firm · fact
- Michael Carmen Santangelo left Transamerica Retirement Advisors, Llc for Capital Client Group, Inc. (registered 2025-03-13)Feb 25, 2025 · Advisor changed firm · fact
- Transamerica Retirement Advisors, Llc reported 158 offices beyond its principal office, up from 53 (2024-08-01 to 2025-02-14)Feb 14, 2025 · Office count change · derived
- Transamerica Retirement Advisors, Llc reported RAUM $16.2B, up 27% from $12.7B (2024-08-01 to 2025-02-14)Feb 14, 2025 · RAUM change · derived
- Jason Douglas Kahle left Transamerica Retirement Advisors, Llc for Advice And Planning Services (registered 2026-05-04)Jan 17, 2025 · Advisor changed firm · fact
- David William Kempfe left Transamerica Retirement Advisors, Llc for Arvest Wealth Management (registered 2026-01-16)Dec 16, 2024 · Advisor changed firm · fact
- Adam Beach left Transamerica Retirement Advisors, Llc for Wells Fargo Advisors (registered 2025-01-10)Dec 5, 2024 · Advisor changed firm · fact
- Miguel Angel Arevalo Gonzalez left Transamerica Retirement Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-02-14)Nov 25, 2024 · Advisor changed firm · fact
- Jared Tyler Wilson left Transamerica Retirement Advisors, Llc for Ameritas Advisory Services, Llc (registered 2026-08-20)Nov 19, 2024 · Advisor changed firm · fact
- Scott Robenalt Seidel left Transamerica Retirement Advisors, Llc for Missionsquare Retirement (registered 2024-09-19)Sep 17, 2024 · Advisor changed firm · fact
- Ryan Thomas Waller left Transamerica Retirement Advisors, Llc for Fisher Investments (registered 2024-09-12)Sep 6, 2024 · Advisor changed firm · fact
- Bryan Eugene Donaugh left Transamerica Retirement Advisors, Llc for The Financial Resource Center (registered 2024-07-29)Jul 22, 2024 · Advisor changed firm · fact
- Duncan Graham Campbell left Transamerica Retirement Advisors, Llc for Kestra Advisory Services, Llc (registered 2024-07-18)Jul 9, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- transamerica.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 866-368-0566reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026