RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• A•• M•••••••••
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Apr 25, 2019 · Purchase, Ny
- M•• S••••••••• I••• unclassifiedJul 10, 2009 to Mar 16, 2018 · Syracuse, Ny
- B••• I••••••••• S•••••••• I••• formerNov 15, 2006 to Aug 1, 2007 · Mclean, Va
- M•• S••••••••• I••• to J••••• M••••••••• S•••• L••left Mar 16, 2018, registered Apr 25, 2019 (405 days) · Other · moved with a team
- B••• I••••••••• S•••••••• I••• to M•• S••••••••• I•••left Aug 1, 2007, registered Jul 10, 2009 (709 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address