RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• M•••••• P•••
- M• P•••••••• G••••• L•• independent RIA currentsince Jan 1, 2025 · Seal Beach, Ca
- M• P•••••••• G••••• L•• independent RIAJun 15, 2010 to Dec 31, 2018 · Seal Beach, Ca
- F••••• I••••••••• independent RIANov 13, 2007 to Feb 28, 2008 · San Mateo, Ca
- C•••••• S••••• • C••• I••• national BDJun 29, 1999 to Jan 4, 2005 · Long Beach, Ca
- F••••• I••••••••• to M• P•••••••• G••••• L••left Feb 28, 2008, registered Jun 15, 2010 (838 days) · Other
- C•••••• S••••• • C••• I••• to F••••• I•••••••••left Jan 4, 2005, registered Nov 13, 2007 (1043 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address