RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• B•••••• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 31, 2018 · Rome, Ga
- I••••••••• P••••••••• I••• formerMay 16, 2012 to Aug 3, 2018 · San Antonio, Tx
- L•• F•••••••• L•• BD affiliatedDec 5, 2007 to May 29, 2012 · Calhoun, Ga
- W•••• F•••• A••••••• wirehouseNov 29, 2005 to May 7, 2007 · Calhoun, Ga
- I••••••••• P••••••••• I••• to L•• F•••••••• L••left Aug 3, 2018, registered Jul 31, 2018 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- L•• F•••••••• L•• to I••••••••• P••••••••• I•••left May 29, 2012, registered May 16, 2012 (-13 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 7, 2007, registered Dec 5, 2007 (212 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address