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Registered advisor
P••• H•••• M•••••
Feed of 09/14/2026
At current firm
1 y
since Oct 1, 2024
In the industry
32 y
since Jul 14, 1994 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 1, 2024 · Plano, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 16, 2010 to Oct 8, 2024 · Lewisville, Tx
- S••••••••• A•••••• A•••••••• I••• formerNov 11, 2008 to Dec 8, 2010 · Dallas, Tx
- O•••• F•• I••• formerJun 26, 2003 to Nov 13, 2008 · Dallas, Tx
- I••••••••• A••••••• G•••• C••• formerJan 8, 2003 to Jul 16, 2003 · Addison, Tx
- P••• M••••• • A••••••••• I••• unclassifiedJan 7, 2003 to Jul 9, 2003
- P••• M••••• • A••••••••• I••• unclassifiedOct 9, 2002 to Dec 31, 2002 · Addison, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Oct 8, 2024, registered Oct 1, 2024 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••••• A•••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 8, 2010, registered Dec 16, 2010 (8 days) · Other
- O•••• F•• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 13, 2008, registered Nov 11, 2008 (-2 days) · Other
- I••••••••• A••••••• G•••• C••• to O•••• F•• I•••left Jul 16, 2003, registered Jun 26, 2003 (-20 days) · Other
- P••• M••••• • A••••••••• I••• to I••••••••• A••••••• G•••• C•••left Jul 9, 2003, registered Jan 8, 2003 (-182 days) · Other
Signals
- P••• H•••• M••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2024-10-01)Oct 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address