RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• M•••••• F•••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jul 30, 2026 · San Diego, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 23, 2018 to Sep 7, 2023 · San Diego, Ca
- T• A••••••••• I••• formerMay 23, 2018 to Oct 14, 2022 · San Diego, Ca
- A••••••• A•••• M••••••••• I••• mixed wealthJun 6, 2008 to Apr 12, 2018 · Berkeley Heights, Nj
- T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••left Sep 7, 2023, registered Jul 30, 2026 (1057 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered May 23, 2018 (-1605 days) · corporate re-registration, not a move
- A••••••• A•••• M••••••••• I••• to T• A••••••••• I•••left Apr 12, 2018, registered May 23, 2018 (41 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address