DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• L• N•••

F•••• T•••• S••••••••• I•••BD affiliatedLos Angeles, Ca dual registrantIAPD 2492917

Feed of 09/14/2026

Also filed as Robert Louis Nagy

At current firm

2 y

since Nov 3, 2023

In the industry

32 y

since Jul 6, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• T•••• S••••••••• I••• BD affiliated current
since Jul 8, 2026 · Los Angeles, Ca
A••••••••• F•••••••• S•••••••• L•• national BD current
since Nov 3, 2023 · Los Angeles, Ca
C••••••• S••••••••• former
Apr 1, 2015 to Nov 3, 2023 · Los Angeles, Ca
W•••• F•••• A••••••• wirehouse
Jan 10, 2013 to Apr 5, 2013 · Orlando, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Jan 8, 2013 · Stuart, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Apr 1, 1998 to Oct 23, 2009 · Stuart, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C••••••• S•••••••••
left Apr 5, 2013, registered Apr 1, 2015 (726 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jan 8, 2013, registered Jan 10, 2013 (2 days) · Wirehouse to wirehouse
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address