RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- V•••• L•• independent RIA currentsince Jan 8, 2026 · Troy, Mi
- C••••••• S••••••••• I••• BD affiliatedOct 5, 2016 to Oct 2, 2018 · Owosso, Mi
- L•• F•••••••• L•• BD affiliatedMay 14, 2015 to Aug 9, 2016 · Jackson, Mi
- G••••• F•••••••• P•••••• C••••••• I••• formerDec 16, 2014 to Feb 10, 2015 · Williamston, Mi
- E•••• S••••••••• L•• BD affiliatedMay 29, 2014 to Jul 1, 2014 · Okemos, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDAug 26, 2010 to Mar 19, 2014 · Southfield, Mi
- C••••••• S••••••••• I••• to V•••• L••left Oct 2, 2018, registered Jan 8, 2026 (2655 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to C••••••• S••••••••• I•••left Aug 9, 2016, registered Oct 5, 2016 (57 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to L•• F•••••••• L••left Feb 10, 2015, registered May 14, 2015 (93 days) · Other
- E•••• S••••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Jul 1, 2014, registered Dec 16, 2014 (168 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••• S••••••••• L••left Mar 19, 2014, registered May 29, 2014 (71 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address