RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Nov 18, 2021 · Baton Rouge, La
• G••••• W••••• M••••••••• I••• BD affiliated
  Apr 27, 2012 to Nov 22, 2021 · Baton Rouge, La
• L•• F•••••••• L•• BD affiliated
  Jun 11, 2004 to May 8, 2012 · Baton Rouge, La
• V•• A••••••• S••••••• former
  Feb 7, 2003 to Jun 24, 2004 · Overland Park, Ks
• T•• M••••••• I••• unclassified
  Oct 21, 2002 to Feb 7, 2003 · Baton Rouge, La

• G••••• W••••• M••••••••• I••• to L•• F•••••••• L••
  left Nov 22, 2021, registered Nov 18, 2021 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• L•• F•••••••• L•• to G••••• W••••• M••••••••• I•••
  left May 8, 2012, registered Apr 27, 2012 (-11 days) · Other
• V•• A••••••• S••••••• to L•• F•••••••• L••
  left Jun 24, 2004, registered Jun 11, 2004 (-13 days) · Other
• T•• M••••••• I••• to V•• A••••••• S•••••••
  left Feb 7, 2003, registered Feb 7, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address