RIA Intelligence

• C•• A•••••••• I••• state registered current
  since Oct 28, 2025 · Bradenton, Fl
• V••• F•••••••• A•••••••• I••• BD affiliated
  Sep 26, 2007 to Jul 7, 2008 · Tampa, Fl
• C••• I••• unclassified
  Aug 22, 2006 to Sep 5, 2013 · Tampa, Fl
• L•• F•••••••• L•• BD affiliated
  Feb 25, 2002 to Sep 27, 2007 · Tampa, Fl

• C••• I••• to V••• F•••••••• A•••••••• I•••
  left Sep 5, 2013, registered Sep 26, 2007 (-2171 days) · Other
• V••• F•••••••• A•••••••• I••• to C•• A•••••••• I•••
  left Jul 7, 2008, registered Oct 28, 2025 (6322 days) · Other
• L•• F•••••••• L•• to C••• I•••
  left Sep 27, 2007, registered Aug 22, 2006 (-401 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address