DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Touchstone Advisors Inc
Latest filing Mar 31, 2026
First filing on the tape Mar 12, 2012 · 33 filings
SEC status approved since Feb 28, 1994
RAUM
$31B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
78
registered through the firm on IAPD
RAUM per advisor
$399M
derived; firm RAUM over IAPD count
Employees
86
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$31B as of Mar 31, 2026
Mar 12, 2012$7.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)77 as of Mar 31, 2026
Mar 12, 20120 then
Employees (5.A)86 as of Mar 31, 2026
Feb 28, 201310 then
Private funds: no history
RAUM +6.7% over the last fiscal year+9.6% a year over threeIARs 75 to 77
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $399MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $777MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 78.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +2.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$31B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 40reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=77.0derived
Advisors registered through the firm
78 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bradley Stephen Watterson | Cincinnati, Oh | Oct 4, 2007 | 20 y | 1 |
| Brian Stephen Cheyne | Cincinnati, Oh | Jun 17, 2008 | 29 y | 2 |
| Thomas James Singler | Cincinnati, Oh | Jan 17, 2012 | 15 y | 1 |
| Thomas Joseph Grout | Cincinnati, Oh | Sep 24, 2012 | 15 y | 1 |
| Timothy John Costanza | Raleigh, Nc | Nov 9, 2012 | 23 y | 2 |
| Matthew Edward Campbell | Mooresville, Nc | Mar 14, 2013 | 18 y | 3 |
| Timothy Steven Stearns | Cincinnati, Oh | Sep 11, 2013 | 29 y | 1 |
| Shawn Michael Scott | Cincinnati, Oh | Nov 26, 2014 | 22 y | 0 |
| M Molly Swami | Cincinnati, Oh | Jan 2, 2015 | 20 y | 0 |
| Bree Erika Barletto | Roslindale, Ma | Sep 17, 2015 | 28 y | 1 |
| Robert George Hendon | Cincinnati, Oh | Apr 14, 2016 | 29 y | 1 |
| Charles William Diehl | Cincinnati, Oh | May 25, 2016 | 27 y | 1 |
| Melinda Catherine Burgess | Bothell, Wa | Oct 26, 2016 | 11 y | 1 |
| Christopher Michael Fangmann | Cincinnati, Oh | Apr 21, 2017 | 13 y | 1 |
| Matthew Robert Barry | Cincinnati, Oh | Sep 5, 2017 | 10 y | 0 |
| Benjamin J Alge | Cincinnati, Oh | Sep 25, 2017 | 18 y | 0 |
| Timothy David Paulin | Cincinnati, Oh | Oct 16, 2017 | 30 y | 1 |
| Emily Anne Barnes | Cincinnati, Oh | Oct 18, 2017 | 14 y | 0 |
| Daniel Scott Rappucci | Cincinnati, Oh | Oct 19, 2017 | 10 y | 0 |
| R Crit ThomasChartered Financial Analyst | Cincinnati, Oh | Nov 9, 2017 | 21 y | 2 |
| Todd Michael Nuss | Cincinnati, Oh | Jan 19, 2018 | 14 y | 2 |
| Steven Forrest Schumacher | Cincinnati, Oh | Feb 2, 2018 | 21 y | 1 |
| Charles David Lynam | Broomall, Pa | Feb 9, 2018 | 19 y | 1 |
| Brett Wagner | Cincinnati, Oh | Mar 12, 2018 | 16 y | 3 |
| Joseph Gerard Grobbel | Cincinnati, Oh | Jan 7, 2019 | 13 y | 0 |
| Cody Lee Owens | Cincinnati, Oh | Jan 10, 2019 | 12 y | 1 |
| John Francis Oneal | Cincinnati, Oh | May 4, 2019 | 31 y | 0 |
| Jeffrey Wayne Bryan | Cincinnati, Oh | May 13, 2019 | 35 y | 0 |
| Daniel Mark Downing | Cincinnati, Oh | May 31, 2019 | 10 y | 0 |
| Dillon Parian Broderick | Cincinnati, Oh | Jun 10, 2019 | 10 y | 0 |
| Mary Taylor Mock | Mooresville, Nc | Jun 17, 2019 | 20 y | 0 |
| Brian William Nugent | Lakewood Ranch, Fl | Jun 17, 2019 | 23 y | 0 |
| Natalie Marie Mcdonald | Cincinnati, Oh | Jun 17, 2019 | 21 y | 0 |
| Michael Stephen Jones | Cincinnati, Oh | Jun 19, 2019 | 17 y | 0 |
| Timothy Allen Bray | Cincinnati, Oh | Jun 20, 2019 | 34 y | 0 |
| Brian J Kirst | Frisco, Tx | Jun 21, 2019 | 11 y | 0 |
| Bryce Arthur Storm | Cincinnati, Oh | Jun 21, 2019 | 15 y | 0 |
| Michael Joseph York | St. Louis, Mo | Jun 23, 2019 | 26 y | 0 |
| Kenneth James Fish | Cincinnati, Oh | Jun 28, 2019 | 24 y | 0 |
| William Frederick Kussin | Boston, Ma | Jul 26, 2019 | 15 y | 1 |
Advisor movement
6 left, 7 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 7.7% of current headcount13 left over 36 months
Left, latest
- Pierce James Blalock to UBS Financial Services Inc.May 4, 2026 · Other
- Joseph Murray Nelson to Empower Advisory Group, LLCMar 3, 2026 · Other
- Kristen Kirkwood to Mcf Advisors, LLCJan 29, 2026 · Other
- Kenneth Allen Mcclintock to Cibc Private Wealth Advisors, Inc.Dec 10, 2025 · Other
- Andrew Hall to Wells Fargo AdvisorsDec 10, 2025 · Other
- Brendan Cornelius Burke to Raymond James Financial Services Advisors, IncOct 15, 2025 · Other
- Samuel Mathews to Raymond James & Associates, Inc.Mar 13, 2025 · Other
- Steven Seid to T. Rowe Price Associates, Inc.Jan 24, 2025 · Other
- Cameron Joseph Magoon to Cx Institutional, LLCOct 21, 2024 · Other
- Anthony Resendes to Fifth Third Securities, Inc.Sep 3, 2024 · Other
- Kurt Justin Dupuis to Root Wealth ManagementMar 19, 2024 · Other
- Kyle Eric Merk to Morgan StanleyJan 5, 2024 · Other
- Michael Day to Advisors Asset Management, Inc.Nov 28, 2023 · Other
- Brian Wenstrup to Northwestern Mutual Investment Services,LLCMay 25, 2023 · Other
- Mitch Lawson to Fifth Third Securities, Inc.Mar 2, 2023 · Other
Joined, latest
- Joseph Anthony Cajka from LPL Financial LLCAug 7, 2026 · Other
- Stephanie Pack from T. Rowe Price Associates, Inc.Jun 12, 2026 · Other
- Dylan Rupp from Virtus Investment Advisers, LLCApr 30, 2026 · Other
- Joseph Giar from Natixis Advisors, LLCMar 20, 2026 · Other
- Andrew David Messner from Mfs Institutional Advisors Inc.Dec 18, 2025 · Other
- Ryan Kohout from W&S Brokerage Services, Inc.Nov 7, 2025 · Other
- Austin Ward from Fifth Third Securities, Inc.Oct 20, 2025 · Other
- James Joseph Kissane from Columbia Management Investment Advisers, LLCJul 11, 2025 · Other
- Michael Day from Advisors Asset Management, Inc.Jul 2, 2025 · Other
- Timothy James Pratt from Charles Schwab & Co., Inc.Jan 17, 2025 · Other
- Matthew William Davoust Whall from Tlg Advisors, Inc.Sep 30, 2022 · Other
- Christopher Ragen Frost from Fidelity Personal And Workplace AdvisorsJun 16, 2022 · Other
- Robert Moody from Columbia Management Investment Advisers, LLCApr 6, 2022 · Other
- Nicholas Michael Sexton from Fidelity Personal And Workplace AdvisorsOct 20, 2021 · Other
- Jacob Andrew Willis from Morgan StanleyJun 23, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Norman James Clark · Directorcontrolsince 10/1991 · owns less than 5%
- Sparks Sarah Herron · Secretarycontrolsince 12/2017 · owns less than 5%
- Tripp Jill Mcgruder · Directorcontrolsince 02/1999 · owns less than 5%
- Blake Edward Moore · President, Chief Executive Officercontrolsince 07/2020 · owns less than 5%
- David Jonathan Niemeyer · Directorcontrolsince 05/2018 · owns less than 5%
- David Timothy Paulin · Sr. Vice President Investment Research & Product Managementcontrolsince 03/2010 · owns less than 5%
- James Thomas Singler · Avp, Investment Strategy Specialistcontrolsince 03/2024 · owns less than 5%
- Steven Timothy Stearns · Vp, Chief Compliance Officercontrolsince 08/2013 · owns less than 5%
- Ann Terrie Wiedenheft · Chief Financial Officercontrolsince 05/2000 · owns less than 5%
- Joseph Donald Wuebbling · Directorcontrolsince 08/1999 · owns less than 5%
- Todd Jason Anderson · Assistant Treasurersince 03/2020 · owns less than 5%
- Robert Matthew Barry · Vp, Product Management & Head Of Capital Marketssince 05/2018 · owns less than 5%
- Michelle Lindsay Connelly · Avp, Assistant Treasurersince 07/2020 · owns less than 5%
- Vincent Jay Johnson · Vp, Corporate Finance And Treasurersince 05/2018 · owns less than 5%
- Carl Anthony Lazzeri · Avp, Product Management & Capital Marketssince 02/2022 · owns less than 5%
- Ann Teresa Lucas · Vp, Assistant Treasurer, Fund Accounting, Financial Reporting, Taxsince 05/2018 · owns less than 5%
- S John Musgrove · Avp, Assistant Treasurersince 05/2018 · owns less than 5%
- Louise Julie Smith · Vp, Fund Administration And Operationssince 05/2018 · owns less than 5%
- Crit R Thomas · Avp, Global Market Strategistsince 05/2018 · owns less than 5%
- Stephen Bradley Watterson · Assistant Vice President, Investment Researchsince 03/2020 · owns less than 5%
- Joseph Scott Wittman · Vice President, Taxsince 12/2022 · owns less than 5%
Entity owners
- Ifs Financial Services · Shareholderdirect · owns 75% or more
- The Western And Southern Life Insurance Company · Shareholderindirect · owns 75% or more of Western And Southern Life Assurance Company
- Western & Southern Financial Group, Inc. · Shareholderindirect · owns 75% or more of The Western And Southern Life Insurance Company
- Western & Southern Mutual Holding Company · Shareholderindirect · owns 75% or more of Western & Southern Financial Group, Inc.
- Western And Southern Life Assurance Company · Shareholderindirect · owns 75% or more of Ifs Financial Services, Inc.
Related persons
Schedule D 7.A
- Eagle Realty Capital Partners, LLCinvestment adviserpooled vehicle sponsorn
- Fort Washington Investment Advisors Incinvestment adviserbankpooled vehicle sponsornRAUM $93B
- Touchstone Securities, Inc.broker-dealern
- W&S Brokerage Services, Inc.broker-dealerinvestment advisernRAUM $257M
Advisers that list Touchstone Advisors Inc as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 78 | 12 | 4 | ||
| Mooresville, Nc | 2 | 0 | 0 | ||
| Crystal Lake, Il | 0 | 0 | 1 | ||
| Decatur, Ga | 0 | 0 | 0 | ||
| Laguna Niguel, Ca | 0 | 0 | 0 | ||
| South Hadley, Ma | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 41 to 40Jul 15, 2025 to Mar 31, 2026
- BD registered reps · 75 to 77Jul 15, 2025 to Mar 31, 2026
- Employees · 83 to 86Jul 15, 2025 to Mar 31, 2026
- State-registered IARs · 75 to 77Jul 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $29B to $31BJul 15, 2025 to Mar 31, 2026
- RAUM · $29B to $31BJul 15, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Jul 15, 2025
- Accounts · 39 to 41Aug 2, 2024 to Mar 31, 2025
- BD registered reps · 76 to 75Aug 2, 2024 to Mar 31, 2025
- Employees · 84 to 83Aug 2, 2024 to Mar 31, 2025
- State-registered IARs · 76 to 75Aug 2, 2024 to Mar 31, 2025
- Discretionary RAUM · $27B to $29BAug 2, 2024 to Mar 31, 2025
- RAUM · $27B to $29BAug 2, 2024 to Mar 31, 2025
- Accounts · 40 to 39Mar 29, 2023 to Mar 26, 2024
- BD registered reps · 75 to 76Mar 29, 2023 to Mar 26, 2024
- Employees · 83 to 84Mar 29, 2023 to Mar 26, 2024
- State-registered IARs · 75 to 76Mar 29, 2023 to Mar 26, 2024
- Discretionary RAUM · $24B to $27BMar 29, 2023 to Mar 26, 2024
- RAUM · $24B to $27BMar 29, 2023 to Mar 26, 2024
- Accounts · 36 to 40Jan 5, 2023 to Mar 29, 2023
- Advisory employees · 12 to 14Jan 5, 2023 to Mar 29, 2023
- Discretionary RAUM · $35B to $24BJan 5, 2023 to Mar 29, 2023
- RAUM · $35B to $24BJan 5, 2023 to Mar 29, 2023
- Accounts · 37 to 36Mar 24, 2021 to Mar 25, 2022
- BD registered reps · 73 to 75Mar 24, 2021 to Mar 25, 2022
- Employees · 80 to 83Mar 24, 2021 to Mar 25, 2022
- State-registered IARs · 73 to 75Mar 24, 2021 to Mar 25, 2022
- Discretionary RAUM · $26B to $35BMar 24, 2021 to Mar 25, 2022
- RAUM · $26B to $35BMar 24, 2021 to Mar 25, 2022
- Accounts · 40 to 37Jan 5, 2021 to Mar 24, 2021
- Advisory employees · 11 to 12Jan 5, 2021 to Mar 24, 2021
- BD registered reps · 79 to 73Jan 5, 2021 to Mar 24, 2021
- Employees · 86 to 80Jan 5, 2021 to Mar 24, 2021
- State-registered IARs · 79 to 73Jan 5, 2021 to Mar 24, 2021
- Discretionary RAUM · $19B to $26BJan 5, 2021 to Mar 24, 2021
- RAUM · $19B to $26BJan 5, 2021 to Mar 24, 2021
- Accounts · 48 to 40Nov 12, 2019 to Mar 24, 2020
- BD registered reps · 47 to 79Nov 12, 2019 to Mar 24, 2020
- Employees · 72 to 86Nov 12, 2019 to Mar 24, 2020
- State-registered IARs · 47 to 79Nov 12, 2019 to Mar 24, 2020
Signals
34 dated events
- Pierce James Blalock left Touchstone Advisors Inc for Ubs Financial Services Inc. (registered 2026-06-22)May 4, 2026 · Advisor changed firm · fact
- Joseph Murray Nelson left Touchstone Advisors Inc for Empower Advisory Group, Llc (registered 2026-03-16)Mar 3, 2026 · Advisor changed firm · fact
- Kristen Kirkwood left Touchstone Advisors Inc for Mcf Advisors, Llc (registered 2026-02-26)Jan 29, 2026 · Advisor changed firm · fact
- Kenneth Allen Mcclintock left Touchstone Advisors Inc for Cibc Private Wealth Advisors, Inc. (registered 2025-12-23)Dec 10, 2025 · Advisor changed firm · fact
- Andrew Hall left Touchstone Advisors Inc for Wells Fargo Advisors (registered 2026-06-26)Dec 10, 2025 · Advisor changed firm · fact
- Brendan Cornelius Burke left Touchstone Advisors Inc for Raymond James Financial Services Advisors, Inc (registered 2026-05-26)Oct 15, 2025 · Advisor changed firm · fact
- Samuel Mathews left Touchstone Advisors Inc for Raymond James & Associates, Inc. (registered 2025-03-19)Mar 13, 2025 · Advisor changed firm · fact
- Steven Seid left Touchstone Advisors Inc for T. Rowe Price Associates, Inc. (registered 2025-02-13)Jan 24, 2025 · Advisor changed firm · fact
- Cameron Joseph Magoon left Touchstone Advisors Inc for Cx Institutional, Llc (registered 2024-11-01)Oct 21, 2024 · Advisor changed firm · fact
- Anthony Resendes left Touchstone Advisors Inc for Fifth Third Securities, Inc. (registered 2024-09-06)Sep 3, 2024 · Advisor changed firm · fact
- J Benjamin Alge (President) no longer on Schedule A of Touchstone Advisors Inc (listed 2024-07-02, absent 2024-08-02)Aug 2, 2024 · Control person left · inference
- J Benjamin Alge (President) appeared on Schedule A of Touchstone Advisors IncJul 2, 2024 · Control person joined · fact
- James Thomas Singler (Avp, Investment Strategy Specialist) appeared on Schedule A of Touchstone Advisors IncApr 12, 2024 · Control person joined · fact
- Kurt Justin Dupuis left Touchstone Advisors Inc for Root Wealth Management (registered 2024-03-13)Mar 19, 2024 · Advisor changed firm · fact
- Kyle Eric Merk left Touchstone Advisors Inc for Morgan Stanley (registered 2024-01-16)Jan 5, 2024 · Advisor changed firm · fact
- Michael Day left Touchstone Advisors Inc for Advisors Asset Management, Inc. (registered 2023-11-30)Nov 28, 2023 · Advisor changed firm · fact
- Brian Wenstrup left Touchstone Advisors Inc for Northwestern Mutual Investment Services,Llc (registered 2023-07-07)May 25, 2023 · Advisor changed firm · fact
- Touchstone Advisors Inc reported RAUM $23.6B, down 32% from $34.6B (2023-01-05 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Mitch Lawson left Touchstone Advisors Inc for Fifth Third Securities, Inc. (registered 2023-03-01)Mar 2, 2023 · Advisor changed firm · fact
- Chad William Lively left Touchstone Advisors Inc for Lively Financial Llc (registered 2023-01-24)Nov 23, 2022 · Advisor changed firm · fact
- Kenneth Michael Misner left Touchstone Advisors Inc for Invesco Managed Accounts, Llc (registered 2023-01-23)Sep 15, 2022 · Advisor changed firm · fact
- Brendan William Tully left Touchstone Advisors Inc for Strategic Wealth Management Group (registered 2022-04-21)May 12, 2022 · Advisor changed firm · fact
- Touchstone Advisors Inc reported RAUM $34.6B, up 34% from $25.9B (2021-03-24 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Andrew Stephen Dilbone left Touchstone Advisors Inc for Ubs Financial Services Inc. (registered 2022-01-05)Jan 5, 2022 · Advisor changed firm · fact
- Touchstone Advisors Inc reported RAUM $25.9B, up 36% from $19.1B (2021-01-05 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- Michael Steven Graziano (President) no longer on Schedule A of Touchstone Advisors Inc (listed 2020-08-12, absent 2021-01-05)Jan 5, 2021 · Control person left · inference
- Blake Edward Moore (Chief Executive Officer) appeared on Schedule A of Touchstone Advisors IncAug 12, 2020 · Control person joined · fact
- Touchstone Advisors Inc reported 79 state-registered advisory representatives, up from 47 (2019-11-12 to 2020-03-24)Mar 24, 2020 · Advisor headcount change · derived
- R Daniel Larsen (Vice President) no longer on Schedule A of Touchstone Advisors Inc (listed 2019-03-29, absent 2019-09-23)Sep 23, 2019 · Control person left · inference
- Touchstone Advisors Inc reported 47 state-registered advisory representatives, up from 35 (2018-02-21 to 2019-03-29)Mar 29, 2019 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
- Touchstone Advisors Inc · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- TOUCHSTONEINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 513-362-8000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $399Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026