DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• C•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 10, 2021 · 19 filings
SEC status approved since Jan 11, 2022
RAUM
$71.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$71.5M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$71.5M as of Mar 31, 2026
Mar 25, 2022$78.9M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 25, 2022$43.6M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 25, 20223 then
Employees (5.A)3 as of Mar 31, 2026
Mar 25, 20224 then
Private funds1 as of Mar 31, 2026
Mar 13, 20231 then
RAUM +6.0% over the last fiscal year+2.9% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $71.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $473,734derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$51.0M71%
- Investment companies$20.5M29%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 151reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• E•• M••••Certified Financial Planner | Miami, Fl | Dec 22, 2025 | 19 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- R••• J•••••• G•••••••• to S••••• W•••••Jan 6, 2024 · Other
- E••• N••••• S•••••• to S••••• W•••••Oct 13, 2023 · RIA to RIA
Joined, latest
- E••• N••••• S•••••• from T• A••••••••• I••••••••• M••••••••• L••Jun 25, 2019 · RIA to RIA
- R••• J•••••• G•••••••• from R••••••• O•••••• C•••••• M••••••••• L••May 30, 2018 · Other
- G••••• E•• M•••• from T• A••••••••• I••••••••• M••••••••• L••Apr 7, 2015 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• V••••••• I• L••• | Hedge Fund | $5.9M | 5 | May 25, 2022 |
Owners and control persons
Schedule A and B, latest filing
- M••••• G•••••• E•• · Chief Compliance Officer/Managing Partnercontrolsince 10/2013 · owns 50% to 75%
- C•••••• C•••••• M••••• · Crosince 04/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Benton, Ar | 0 | 0 | 0 | ||
| Severna Park, Md | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Miami, FL3 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 47.0% to 71.0% between the annual amendments of 2025-03-23 and 2026-03-31peers: asset managers, under $100M (330)
Data quality: RAUM $65,724,464 then $330,090,109 then $67,500,000 on consecutive annual amendments (2024-03-29, 2025-03-23); the middle value is likely a filing error
What changed
consecutive filings, newest first
- Accounts · 5 to 151Oct 29, 2025 to Mar 31, 2026
- Pooled vehicle clients · 1 to 0Oct 29, 2025 to Mar 31, 2026
- Financial planning clients · 11-25 to 0Oct 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $67.5M to $71.5MOct 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $10.3M to $0Oct 29, 2025 to Mar 31, 2026
- RAUM · $67.5M to $71.5MOct 29, 2025 to Mar 31, 2026
- Financial planning clients · 11-25 to 11-25Mar 23, 2025 to May 12, 2025
- Custody of client assets · true to falseNov 7, 2024 to Mar 23, 2025
- Discretionary RAUM · $67.3M to $67.5MNov 7, 2024 to Mar 23, 2025
- Pooled vehicle RAUM · $10.3M to $10.3MNov 7, 2024 to Mar 23, 2025
- RAUM · $67.3M to $67.5MNov 7, 2024 to Mar 23, 2025
- Accounts · 15 to 5Mar 29, 2024 to Nov 7, 2024
- HNW clients · 4 to 0Mar 29, 2024 to Nov 7, 2024
- Individual clients · 11 to 0Mar 29, 2024 to Nov 7, 2024
- Pension plan clients · 1 to 0Mar 29, 2024 to Nov 7, 2024
- Discretionary RAUM · $270M to $67.3MMar 29, 2024 to Nov 7, 2024
- HNW RAUM · $11.1M to $0Mar 29, 2024 to Nov 7, 2024
- Individual RAUM · $1.6M to $0Mar 29, 2024 to Nov 7, 2024
- Non-discretionary RAUM · $60.6M to $0Mar 29, 2024 to Nov 7, 2024
- Pension RAUM · $1.0M to $0Mar 29, 2024 to Nov 7, 2024
- Pooled vehicle RAUM · $3.4M to $10.3MMar 29, 2024 to Nov 7, 2024
- RAUM · $330M to $67.3MMar 29, 2024 to Nov 7, 2024
- Accounts · 6 to 15Dec 14, 2023 to Mar 29, 2024
- HNW clients · 0 to 4Dec 14, 2023 to Mar 29, 2024
- Individual clients · 0 to 11Dec 14, 2023 to Mar 29, 2024
- Pension plan clients · 0 to 1Dec 14, 2023 to Mar 29, 2024
- Financial planning clients · 26-50 to 11-25Dec 14, 2023 to Mar 29, 2024
- Discretionary RAUM · $310M to $270MDec 14, 2023 to Mar 29, 2024
- HNW RAUM · $0 to $11.1MDec 14, 2023 to Mar 29, 2024
- Individual RAUM · $0 to $1.6MDec 14, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $34.6M to $60.6MDec 14, 2023 to Mar 29, 2024
- Pension RAUM · $0 to $1.0MDec 14, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $3.1M to $3.4MDec 14, 2023 to Mar 29, 2024
- RAUM · $345M to $330MDec 14, 2023 to Mar 29, 2024
- Individual clients · 53 to 0Oct 13, 2023 to Oct 16, 2023
- Discretionary RAUM · $65.7M to $310MOct 13, 2023 to Oct 16, 2023
- HNW RAUM · $13.2M to $0Oct 13, 2023 to Oct 16, 2023
- Individual RAUM · $13.2M to $0Oct 13, 2023 to Oct 16, 2023
- Non-discretionary RAUM · $0 to $34.6MOct 13, 2023 to Oct 16, 2023
- Pooled vehicle RAUM · $2.7M to $3.1MOct 13, 2023 to Oct 16, 2023
Signals
6 dated events
- C•••••••• C•••••• L•• reported RAUM $67.3M, down 80% from $330.1M (2024-03-29 to 2024-11-07)Nov 7, 2024 · RAUM change · derived
- Jeffery Ryan Guttridge (Managing Partner) no longer on Schedule A of C•••••••• C•••••• L•• (listed 2024-03-29, absent 2024-11-07)Nov 7, 2024 · Control person left · inference
- R••• J•••••• G•••••••• left C•••••••• C•••••• L•• for S••••• W••••• (registered 2026-07-22)Jan 6, 2024 · Advisor changed firm · fact
- C•••••••• C•••••• L•• reported RAUM $344.6M, up 424% from $65.7M (2023-10-13 to 2023-10-16)Oct 16, 2023 · RAUM change · derived
- E••• N••••• S•••••• left C•••••••• C•••••• L•• for S••••• W••••• (registered 2023-11-03)Oct 13, 2023 · Advisor changed firm · fact
- C•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Dec 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/clockwisecapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- clockwisecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (305) 200-8800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026