DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• B•••• M••••

Z••• I••••••••• L••mixed wealthScottsdale, Az IA-onlyIAPD 2497873

Feed of 09/15/2026

At current firm

2 y

since Aug 27, 2024

In the industry

32 y

since Jul 7, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: CEO | CIOreportedzegainvestments.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Z••• I••••••••• L•• mixed wealth current
since Aug 27, 2024 · Scottsdale, Az
Z••• F••••••••• L•• former
Jan 7, 2014 to Dec 31, 2024 · Scottsdale, Az
R••••• F•••••••• A••••••• former
Jan 15, 2013 to Dec 17, 2013 · La Mesa, Ca
T• A••••••••• I••• former
Feb 15, 2011 to May 8, 2012 · Draper, Ut
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 15, 2011 to May 8, 2012 · Scottsdale, Al
A••••••••• A••••••• S••••••• L•• unclassified
May 18, 2005 to Dec 14, 2005 · Scottsdale, Az
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 18, 2005 to Apr 8, 2009 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

Z••• F••••••••• L•• to Z••• I••••••••• L••
left Dec 31, 2024, registered Aug 27, 2024 (-126 days) · Other · moved with a team
R••••• F•••••••• A••••••• to Z••• F••••••••• L••
left Dec 17, 2013, registered Jan 7, 2014 (21 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left May 8, 2012, registered Feb 15, 2011 (-448 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left May 8, 2012, registered Feb 15, 2011 (-448 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to A••••••••• A••••••• S••••••• L••
left Apr 8, 2009, registered May 18, 2005 (-1421 days) · Other
A••••••••• A••••••• S••••••• L•• to T• A••••••••• I•••
left Dec 14, 2005, registered Feb 15, 2011 (1889 days) · Other

Signals

D•••• B•••• M•••• left Z••• F••••••••• L•• for Z••• I••••••••• L•• (registered 2024-08-27)
Dec 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address