RIA Intelligence

• A•••••• I••••••••• M••••••••• L•• state registered current
  since Mar 28, 2012 · Wheeling, Wv
• M••••••• C••••• W••••• S•••••••• I••• independent RIA
  Aug 12, 2009 to Mar 23, 2012 · Wheeling, Wv
• A•••••• F•••••••• M••••••••• L•• unclassified
  Oct 25, 2004 to Dec 1, 2009 · Wheeling, Wv
• B••• V••• S••••••••• L•• unclassified
  Jul 8, 2003 to Dec 31, 2004 · Wheeling, Wv
• N••• F•••••••• G••••• I••• former
  Jul 2, 2002 to Jun 24, 2003 · Wheeling, Wv

• M••••••• C••••• W••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• L••
  left Mar 23, 2012, registered Mar 28, 2012 (5 days) · Other
• A•••••• F•••••••• M••••••••• L•• to M••••••• C••••• W••••• S•••••••• I•••
  left Dec 1, 2009, registered Aug 12, 2009 (-111 days) · Other
• B••• V••• S••••••••• L•• to A•••••• F•••••••• M••••••••• L••
  left Dec 31, 2004, registered Oct 25, 2004 (-67 days) · Other
• N••• F•••••••• G••••• I••• to B••• V••• S••••••••• L••
  left Jun 24, 2003, registered Jul 8, 2003 (14 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address