RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L•••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 28, 2026 · Palm Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 24, 2006 to May 15, 2026 · New York, Ny
- P••• I••••••••• L•• asset managerNov 7, 2003 to Aug 18, 2006 · Newwark, Nj
- D••••••• B••• S••••••••• I••• no RAUMMar 27, 2002 to Sep 5, 2003 · Baltimore, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 15, 2026, registered Jul 28, 2026 (74 days) · Wirehouse to wirehouse · moved with a team
- P••• I••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 18, 2006, registered Oct 24, 2006 (67 days) · Other
- D••••••• B••• S••••••••• I••• to P••• I••••••••• L••left Sep 5, 2003, registered Nov 7, 2003 (63 days) · Other
- M•••••• L••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2026-07-28)May 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address