C•••••••• L••• S•••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since Feb 23, 2023 · Cranberry Township, Pa
• R•• C•••••• M••••••• L•• national BD
  Oct 9, 2014 to Mar 8, 2023 · Canonsburg, Pa
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Nov 4, 2014 · Upper St. Clair, Pa
• C•••••••• G••••• M•••••• I••• BD affiliated
  Mar 17, 2009 to Jun 1, 2009 · Upper St. Clair, Pa

• R•• C•••••• M••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Mar 8, 2023, registered Feb 23, 2023 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
• M••••• S•••••• to R•• C•••••• M••••••• L••
  left Nov 4, 2014, registered Oct 9, 2014 (-26 days) · Wirehouse to affiliated broker-dealer or bank
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

• ••• Locked
  Mar 8, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address