J••• A•••••• B•••••••

• P•• W••••• M••••••••• BD affiliated current
  since Sep 17, 2007 · Frederick, Md
• M••••••••• B•••••••• S•••••••• I••• unclassified
  Jun 14, 2006 to Sep 17, 2007 · Germantown, Md
• P•• W••••• M••••••••• BD affiliated
  Jun 23, 2005 to May 18, 2006 · Washington, Dc
• L•• F•••••••• L•• BD affiliated
  Feb 20, 2004 to May 20, 2005 · Washington, Dc

• M••••••••• B•••••••• S•••••••• I••• to P•• W••••• M•••••••••
  left Sep 17, 2007, registered Sep 17, 2007 (0 days) · Other
• P•• W••••• M••••••••• to M••••••••• B•••••••• S•••••••• I•••
  left May 18, 2006, registered Jun 14, 2006 (27 days) · Other
• L•• F•••••••• L•• to P•• W••••• M•••••••••
  left May 20, 2005, registered Jun 23, 2005 (34 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address