RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A• C••••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 3, 2021 · Morristown, Nj
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerAug 19, 2011 to Dec 5, 2017 · Ridgewood, Nj
- E•••••••• A•••••••• L•• national BDFeb 23, 2004 to Apr 4, 2011 · New York, Ny
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to P•••••• A•••••• G••••• L••left Dec 5, 2017, registered Jun 3, 2021 (1276 days) · Other
- E•••••••• A•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Apr 4, 2011, registered Aug 19, 2011 (137 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address