J•••••• C•••••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 3, 2023 · New Palestine, In
• E••••• J•••• national BD
  May 25, 2018 to Feb 3, 2023 · St Louis, Mo
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  Jan 9, 2018 to May 31, 2018 · Indianapolis, In
• W•••••• • R••• former
  Oct 12, 2011 to Oct 11, 2017 · Charleroi, Pa

• E••••• J•••• to L•• F•••••••• L••
  left Feb 3, 2023, registered Feb 3, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
• N••••••••• M••••• I••••••••• S••••••••• to E••••• J••••
  left May 31, 2018, registered May 25, 2018 (-6 days) · Other
• W•••••• • R••• to N••••••••• M••••• I••••••••• S•••••••••
  left Oct 11, 2017, registered Jan 9, 2018 (90 days) · Other

• ••• Locked
  Feb 3, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address