DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Joseph Sullivan

Kestra Advisory Services, LLCBD affiliatedAustin, Tx dual registrantIAPD 2501384

Feed of 09/15/2026

Also filed as Matt Sullivan

At current firm

0 y

since Jun 15, 2026

In the industry

29 y

since Oct 7, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kestra Advisory Services, LLC BD affiliated current
since Jun 15, 2026 · Old Saybrook, Ct
Commonwealth Financial Network national BD
May 27, 2005 to Jun 12, 2026 · Old Saybrook, Ct
Banc Of America Investment Services, Inc. unclassified
Oct 20, 2004 to Jun 21, 2005 · Old Lyme, Ct
Quick & Reilly, Inc. unclassified
Dec 4, 2002 to Oct 20, 2004 · Essex, Ct

Moves

a registration end followed by a registration begin elsewhere

Commonwealth Financial Network to Kestra Advisory Services, LLC
left Jun 12, 2026, registered Jun 15, 2026 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
Banc Of America Investment Services, Inc. to Commonwealth Financial Network
left Jun 21, 2005, registered May 27, 2005 (-25 days) · Other
Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Signals

Matthew Joseph Sullivan left Commonwealth Financial Network for Kestra Advisory Services, Llc (registered 2026-06-15)
Jun 12, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address