RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• S••••
- O••••••• B•• W••••• P••••••• independent RIA currentsince Oct 20, 2025 · Lombard, Il
- N••••••••• M••••• W••••• M••••••••• C•••••• unclassifiedNov 30, 2006 to Apr 30, 2007 · Milwaukee, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 18, 2005 to Oct 23, 2025 · Lombard , Il
- N••••••••• M••••• I••••••••• S••••••••• to N••••••••• M••••• W••••• M••••••••• C••••••left Oct 23, 2025, registered Nov 30, 2006 (-6902 days) · Other
- N••••••••• M••••• W••••• M••••••••• C•••••• to O••••••• B•• W••••• P•••••••left Apr 30, 2007, registered Oct 20, 2025 (6748 days) · Other
- K•••• M•••••• S•••• left N••••••••• M••••• I••••••••• S••••••••• for N••••••••• M••••• W••••• M••••••••• C•••••• (registered 2006-11-30)Oct 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address