RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••• M•••••••
- L•••• F••• A••••••• S••••••• BD affiliated currentsince Apr 4, 2014 · Middleton, Wi
- M• • H• F•••••••• G••••• L•• unclassifiedJun 17, 2010 to Apr 18, 2014 · Libertyville, Il
- C•••••• G•••••••• W••••• A••••••• formerApr 19, 2005 to Mar 30, 2010 · Middleton, Wi
- S•• W••••• M••••••••• I••• unclassifiedMay 16, 2002 to Apr 6, 2005 · Madison, Wi
- M• • H• F•••••••• G••••• L•• to L•••• F••• A••••••• S•••••••left Apr 18, 2014, registered Apr 4, 2014 (-14 days) · Other
- C•••••• G•••••••• W••••• A••••••• to M• • H• F•••••••• G••••• L••left Mar 30, 2010, registered Jun 17, 2010 (79 days) · Other
- S•• W••••• M••••••••• I••• to C•••••• G•••••••• W••••• A•••••••left Apr 6, 2005, registered Apr 19, 2005 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address