RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• A•••• W•••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 5, 2024 · Midland, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAFeb 2, 2011 to Feb 5, 2024 · Midland, Mi
- H•••• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 5, 2024, registered Feb 5, 2024 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- T••• A•••• W••••• left H•••• F•••••••• S•••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-02-05)Feb 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address