P••• J••••• P•••••••••

C••••• I••••••••• A••••••• L••BD affiliatedOrlando, Fldual registrantIAPD 2504519

Feed of 09/14/2026

At current firm

0 y

since Oct 30, 2025

In the industry

31 y

since Oct 7, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Oct 30, 2025 · Orlando, Fl
W••••••• F•••••••• S•••••••• I••• former
Dec 13, 2010 to Jun 29, 2012 · Orlando, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 5, 2009 to Dec 6, 2010 · Orlando, Fl
A••••••••• A•••••• S•••••••• I••• unclassified
Nov 5, 2007 to Oct 5, 2009 · Orlando, Fl
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Nov 7, 2007 · Winter Park, Fl
M••••• S•••••• D• I••• unclassified
Apr 26, 2005 to Apr 2, 2007 · Winter Park, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 20, 2004 to Apr 28, 2005 · Orlando, Fl
Q•••• • R•••••• I••• unclassified
Aug 29, 2002 to Oct 20, 2004 · Winter Park, Fl

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Jun 29, 2012, registered Oct 30, 2025 (4871 days) · Other
A••••••••• F•••••••• S•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left Dec 6, 2010, registered Dec 13, 2010 (7 days) · Other
A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• • C•• L•• to A••••••••• A•••••• S•••••••• I•••
left Nov 7, 2007, registered Nov 5, 2007 (-2 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
B••• O• A•••••• I••••••••• S•••••••• I••• to M••••• S•••••• D• I•••
left Apr 28, 2005, registered Apr 26, 2005 (-2 days) · Other
Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address