RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- G•••••• I••••••••• independent RIA currentsince Nov 20, 2023 · Atlanta, Ga
- G•••••• I••••••••• formerJul 27, 2017 to Dec 11, 2023 · Atlanta, Ga
- V••••• C•••••• A•••••••• L•• otherJun 19, 2009 to Apr 7, 2016 · Hartford, Ct
- A• G• E•••••• • S•••• I••• unclassifiedMar 18, 2003 to Aug 9, 2005 · Alpharetta, Ga
- G•••••• I••••••••• to G•••••• I•••••••••left Dec 11, 2023, registered Nov 20, 2023 (-21 days) · channel change inside one enterprise, not a move · moved with a team
- V••••• C•••••• A•••••••• L•• to G•••••• I•••••••••left Apr 7, 2016, registered Jul 27, 2017 (476 days) · Other
- A• G• E•••••• • S•••• I••• to V••••• C•••••• A•••••••• L••left Aug 9, 2005, registered Jun 19, 2009 (1410 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address