RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M•••••• M••••
- C••••••• institutional currentsince Dec 7, 2023 · Bellevue, Wa
- T•••••• F•••••••• formerNov 2, 2009 to Mar 28, 2024 · B•••••••, Wa
- L•• F•••••••• L•• BD affiliatedFeb 14, 2000 to Sep 30, 2009 · B•••••••, Wa
- B••••••• F•••••••• unclassifiedJan 31, 2000 to Nov 2, 2009 · B•••••••, Wa
- T•••••• F•••••••• to C•••••••left Mar 28, 2024, registered Dec 7, 2023 (-112 days) · Other · moved with a team
- B••••••• F•••••••• to L•• F•••••••• L••left Nov 2, 2009, registered Feb 14, 2000 (-3549 days) · Other
- L•• F•••••••• L•• to T•••••• F••••••••left Sep 30, 2009, registered Nov 2, 2009 (33 days) · Other
- M•••••• M•••••• M•••• left T•••••• F•••••••• for Captrust (registered 2023-12-07)Mar 28, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address