RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• D••• A•••••••
- C•• W••••• M••••••••• independent RIA currentsince Mar 31, 2008 · Macon, Ga
- C•••••• F•••••••• S•••••••• L•• unclassifiedMar 3, 2008 to Jun 16, 2008 · Macon, Ga
- C•• W••••• M••••••••• independent RIADec 7, 2005 to Mar 14, 2008 · Macon, Ga
- L•• F•••••••• L•• BD affiliatedMar 13, 2003 to Nov 11, 2005 · Warner Robins, Ga
- C•••••• F•••••••• S•••••••• L•• to C•• W••••• M•••••••••left Jun 16, 2008, registered Mar 31, 2008 (-77 days) · Other
- C•• W••••• M••••••••• to C•••••• F•••••••• S•••••••• L••left Mar 14, 2008, registered Mar 3, 2008 (-11 days) · Other
- L•• F•••••••• L•• to C•• W••••• M•••••••••left Nov 11, 2005, registered Dec 7, 2005 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address