DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•• W••••• M•••••••••
Legal name C•• W••••• M••••••••• L••
Latest filing Mar 12, 2026
First filing on the tape Mar 28, 2012 · 29 filings
SEC status approved since Jul 2, 2024
RAUM
$189M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$189M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$63.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$189M as of Mar 12, 2026
Mar 28, 2012$94.6M then
HNW client RAUM$146M as of Mar 12, 2026
Jan 29, 2025$97.3M then
State-registered IARs (5.B.3)3 as of Mar 12, 2026
Mar 27, 20135 then
Employees (5.A)3 as of Mar 12, 2026
Mar 27, 20135 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $63.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 155derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $406,565derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$146M77%
- Individuals$43.4M23%
- Individual clients
- 396reported
- HNW clients
- 69reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 465reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• D••• A••••••• | Macon, Ga | Mar 31, 2008 | 32 y | 3 |
| L•••••• F• D••••• | Macon, Ga | Jul 9, 2010 | 27 y | 0 |
| W••• T•••••• C•••••• | Macon, Ga | Feb 6, 2015 | 29 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••• A••• S••••••••• to R•••• C•••••• M••••••••• I•••Jan 2, 2013 · Other
- C••••••••• E••••• W•••••• to M•• I•••••••• S•••••••• L••Jan 29, 2010 · Other
- S•••••• D••• A••••••• to C•••••• F•••••••• S•••••••• L••Mar 14, 2008 · Other
- W••• T•••••• C•••••• to C•••••• F•••••••• S•••••••• L••Mar 14, 2008 · Other
- D••••• A••• S••••••••• to C•••••• F•••••••• S•••••••• L••Mar 14, 2008 · Other
Joined, latest
- W••• T•••••• C•••••• from C•••••• F•••••••• S•••••••• L••Feb 6, 2015 · Other
- S•••••• D••• A••••••• from C•••••• F•••••••• S•••••••• L••Mar 31, 2008 · Other
- D••••• A••• S••••••••• from C•••••• F•••••••• S•••••••• L••Mar 31, 2008 · Other
- S•••••• D••• A••••••• from L•• F•••••••• L••Dec 7, 2005 · Other
- D••••• A••• S••••••••• from C••••••••• F•••••••• N••••••Dec 7, 2005 · Other
- W••• T•••••• C•••••• from C••••••••• F•••••••• N••••••Jun 2, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• W•••• T•••••• · Sole Member, Managing Member, Named President, Chief Compliance Officer & (3.2008) 100% Ownercontrolsince 05/2005 · owns 75% or more
Related persons
Schedule D 7.A
- C•• A•••••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Macon, Ga · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Thomasville, GA2 employees
What changed
consecutive filings, newest first
- Accounts · 457 to 465Aug 14, 2025 to Mar 12, 2026
- HNW clients · 67 to 69Aug 14, 2025 to Mar 12, 2026
- Individual clients · 390 to 396Aug 14, 2025 to Mar 12, 2026
- Discretionary RAUM · $151M to $182MAug 14, 2025 to Mar 12, 2026
- HNW RAUM · $123M to $146MAug 14, 2025 to Mar 12, 2026
- Individual RAUM · $35.3M to $43.4MAug 14, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $8.2M to $6.7MAug 14, 2025 to Mar 12, 2026
- RAUM · $159M to $189MAug 14, 2025 to Mar 12, 2026
- Financial planning clients · 0 to 0May 5, 2025 to Aug 14, 2025
- Accounts · 455 to 457Feb 27, 2025 to Mar 28, 2025
- HNW clients · 50 to 67Feb 27, 2025 to Mar 28, 2025
- Individual clients · 264 to 390Feb 27, 2025 to Mar 28, 2025
- Discretionary RAUM · $128M to $151MFeb 27, 2025 to Mar 28, 2025
- HNW RAUM · $97.3M to $123MFeb 27, 2025 to Mar 28, 2025
- Individual RAUM · $38.3M to $35.3MFeb 27, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $7.2M to $8.2MFeb 27, 2025 to Mar 28, 2025
- RAUM · $136M to $159MFeb 27, 2025 to Mar 28, 2025
- Related adviser · true to falseJan 29, 2025 to Feb 27, 2025
- Accounts · 539 to 455Mar 24, 2015 to May 31, 2024
- Advisory employees · 5 to 3Mar 24, 2015 to May 31, 2024
- HNW clients · unset to 50.0Mar 24, 2015 to May 31, 2024
- Individual clients · unset to 264.0Mar 24, 2015 to May 31, 2024
- Employees · 6 to 3Mar 24, 2015 to May 31, 2024
- State-registered IARs · 6 to 3Mar 24, 2015 to May 31, 2024
- Other offices · unset to 1.0Mar 24, 2015 to May 31, 2024
- Discretionary RAUM · $75.2M to $128MMar 24, 2015 to May 31, 2024
- HNW RAUM · unset to 97304200.0Mar 24, 2015 to May 31, 2024
- Individual RAUM · unset to 38286726.0Mar 24, 2015 to May 31, 2024
- Non-discretionary RAUM · $0 to $7.2MMar 24, 2015 to May 31, 2024
- RAUM · $75.2M to $136MMar 24, 2015 to May 31, 2024
- Accounts · 544 to 539Feb 27, 2015 to Feb 27, 2015
- Discretionary RAUM · $74.5M to $75.2MFeb 27, 2015 to Feb 27, 2015
- RAUM · $74.5M to $75.2MFeb 27, 2015 to Feb 27, 2015
- Accounts · 826 to 544Dec 24, 2014 to Dec 26, 2014
- Discretionary RAUM · $74.6M to $74.5MDec 24, 2014 to Dec 26, 2014
- Non-discretionary RAUM · $16.9M to $0Dec 24, 2014 to Dec 26, 2014
- RAUM · $91.5M to $74.5MDec 24, 2014 to Dec 26, 2014
- Accounts · 778 to 826Jun 27, 2013 to Mar 26, 2014
- Discretionary RAUM · $74.4M to $74.6MJun 27, 2013 to Mar 26, 2014
- Non-discretionary RAUM · $15.8M to $16.9MJun 27, 2013 to Mar 26, 2014
Signals
1 dated events
- C•• W••••• M••••••••• filed its initial SEC registration (Form ADV)May 31, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 229-236-0322reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 478-471-1875reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.c••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 478 471-1875reportedpublic record, Form ADV, Mar 12, 2026
- Team page
- c••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026