DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••••• A••• W••••••

U•• F•••••••• S••••••• I•••wirehouseHouston, Tx dual registrantIAPD 2508355

Feed of 09/14/2026

Also filed as Liz W••••••

At current firm

6 y

since Apr 29, 2020

In the industry

30 y

since Oct 25, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Apr 29, 2020 · Houston, Tx
W•••• F•••• A••••••• wirehouse
Jul 31, 2008 to Oct 29, 2019 · St. Louis, Mo
R•••••• J•••• • A••••••••• I••• national BD
Mar 27, 2008 to Jul 2, 2008 · Houston, Tx
M••••• K••••• • C••••••• L•• former
Dec 4, 2003 to Mar 28, 2008 · Houston, Tx
C•••• I••••••••• S••••••• C•••• former
Mar 7, 2003 to Dec 9, 2003 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left Oct 29, 2019, registered Apr 29, 2020 (183 days) · Wirehouse to wirehouse
R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••
left Jul 2, 2008, registered Jul 31, 2008 (29 days) · Affiliated broker-dealer or bank to wirehouse
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Mar 28, 2008, registered Mar 27, 2008 (-1 days) · Other
C•••• I••••••••• S••••••• C•••• to M••••• K••••• • C••••••• L••
left Dec 9, 2003, registered Dec 4, 2003 (-5 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address