DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Leigh West Zachary
Feed of 09/14/2026
At current firm
7 y
since Sep 25, 2018
In the industry
31 y
since Dec 30, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Sep 25, 2018 · College Station, Tx
- Westpark Wealth Advisors, Inc. independent RIASep 29, 2006 to Sep 18, 2018 · Houston, Tx
- Citigroup Global Markets Inc. BD affiliatedJan 22, 1999 to Oct 16, 2006 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Westpark Wealth Advisors, Inc. to Independent Financial Group, LLCleft Sep 18, 2018, registered Sep 25, 2018 (7 days) · RIA to affiliated broker-dealer or bank
- Citigroup Global Markets Inc. to Westpark Wealth Advisors, Inc.left Oct 16, 2006, registered Sep 29, 2006 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address