DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joel Patrick Shomaker
Certified Financial Planner
Feed of 09/15/2026
At current firm
0 y
since Dec 2, 2025
In the industry
27 y
since Mar 25, 1999 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kestra Advisory Services, LLC BD affiliated currentsince Dec 2, 2025 · Newport Beach, Ca
- Onedigital institutionalDec 4, 2018 to Dec 4, 2025 · Irvine, Ca
- LPL Financial LLC BD affiliatedNov 5, 2015 to Dec 31, 2015 · Irvine, Ca
- Independent Financial Partners BD affiliatedNov 24, 2010 to Dec 31, 2018 · Irvine, Ca
- Nrp Advisors, Inc. unclassifiedDec 8, 2009 to Dec 1, 2010 · Irvine, Ca
- Equitable Advisors, LLC national BDJun 11, 2009 to Dec 1, 2009 · Irvine, Ca
- LPL Financial LLC BD affiliatedAug 27, 2007 to Nov 12, 2007 · Irvine, Ca
- Banc Of America Investment Services, Inc. unclassifiedJan 16, 2003 to Jan 19, 2005 · Huntington Beach, Ca
- Prudential Equity Group, LLC unclassifiedApr 26, 1999 to Jan 15, 2003 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Onedigital to Kestra Advisory Services, LLCleft Dec 4, 2025, registered Dec 2, 2025 (-2 days) · Other
- Independent Financial Partners to LPL Financial LLCleft Dec 31, 2018, registered Nov 5, 2015 (-1152 days) · Other · moved with a team
- LPL Financial LLC to Onedigitalleft Dec 31, 2015, registered Dec 4, 2018 (1069 days) · Other
- Nrp Advisors, Inc. to Independent Financial Partnersleft Dec 1, 2010, registered Nov 24, 2010 (-7 days) · corporate re-registration, not a move
- Equitable Advisors, LLC to Nrp Advisors, Inc.left Dec 1, 2009, registered Dec 8, 2009 (7 days) · Other
- LPL Financial LLC to Equitable Advisors, LLCleft Nov 12, 2007, registered Jun 11, 2009 (577 days) · Other
- Banc Of America Investment Services, Inc. to LPL Financial LLCleft Jan 19, 2005, registered Aug 27, 2007 (950 days) · Other
- Prudential Equity Group, LLC to Banc Of America Investment Services, Inc.left Jan 15, 2003, registered Jan 16, 2003 (1 days) · Other
Signals
- Joel Patrick Shomaker left Onedigital for Kestra Advisory Services, Llc (registered 2025-12-02)Dec 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address