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Registered advisor
J•••• C••••• R•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Jim R•••••
At current firm
12 y
since Jul 1, 2014
In the industry
32 y
since Sep 9, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 1, 2014 · Sevierville, Tn
- B••• I••••••••• S•••••••• I••• formerNov 14, 2006 to Jul 2, 2014 · Bristol, Tn
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedApr 28, 2006 to Nov 2, 2006 · Memphis, Tn
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedNov 4, 2005 to Apr 7, 2006 · Greeneville, Tn
- F•••• H•••••• A•••••••• I•• formerMar 16, 2004 to Aug 30, 2005 · Greeneville, Tn
Moves
a registration end followed by a registration begin elsewhere
- B••• I••••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 2, 2014, registered Jul 1, 2014 (-1 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to B••• I••••••••• S•••••••• I•••left Nov 2, 2006, registered Nov 14, 2006 (12 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Apr 7, 2006, registered Apr 28, 2006 (21 days) · Other
- F•••• H•••••• A•••••••• I•• to U•••• F•••••••• S••••••• G••••• I•••left Aug 30, 2005, registered Nov 4, 2005 (66 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address