DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gregory Richard Thompson

Goelzer Investment Managementmixed wealthCarmel, InIA-onlyIAPD 2512514

Feed of 09/14/2026

Also filed as Greg R. Thompson

At current firm

0 y

since Oct 30, 2025

In the industry

32 y

since Aug 29, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Portfolio Analystreportedgoelzerinc.comfirm site, Sep 15, 2026
Investment committee: “Greg Thompson is a Senior Portfolio Analyst at Goelzer Investment Management and serves on the Investment Policy Committee.”reportedgoelzerinc.comthe sentence on the bio page
Years, as the firm states: 30reportedgoelzerinc.com“With over 30 years of experience in portfolio management, trading, and client advisory roles, Greg offers deep market insight and a disciplined, research-driven approach to supporting client portfolios.”
Business email: gthompson@goelzerinc.comreportedgoelzerinc.comfirm site, Sep 15, 2026
Professional profile: goelzerinc.com/team/greg-thompsonreportedgoelzerinc.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Goelzer Investment Management mixed wealth current
since Oct 30, 2025 · Carmel, In
Spectrum Wealth Management former
Jan 6, 2023 to Jun 9, 2025 · Indianapolis, In
Spectrum Wealth Management former
Feb 12, 2020 to Jan 30, 2023 · Indianapolis, In
RBC Capital Markets, LLC national BD
Jun 5, 2012 to Feb 19, 2020 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

Spectrum Wealth Management to Goelzer Investment Management
left Jun 9, 2025, registered Oct 30, 2025 (143 days) · RIA to RIA
Spectrum Wealth Management to Spectrum Wealth Management
left Jan 30, 2023, registered Jan 6, 2023 (-24 days) · channel change inside one enterprise, not a move · moved with a team
RBC Capital Markets, LLC to Spectrum Wealth Management
left Feb 19, 2020, registered Feb 12, 2020 (-7 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Gregory Richard Thompson left Spectrum Wealth Management for Goelzer Investment Management (registered 2025-10-30)
Jun 9, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address