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Registered advisor
B•••• S•••• E••••
Feed of 09/14/2026
Also filed as B•••• S E••••
At current firm
5 y
since Oct 1, 2020
In the industry
32 y
since Aug 16, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 1, 2020 · Palm Beach Gardens, Fl
- U•• F•••••••• S••••••• I••• wirehouseMay 16, 2008 to Oct 9, 2020 · Birmingham, Mi
- J••• M••••• S••••••••• I••• unclassifiedSep 27, 2006 to May 21, 2008 · Bloomfield Hills, Mi
- B••• O•• S••••••••• C••••••••• unclassifiedFeb 1, 1999 to Sep 27, 2006 · Bloomfield Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 9, 2020, registered Oct 1, 2020 (-8 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• I••• to U•• F•••••••• S••••••• I•••left May 21, 2008, registered May 16, 2008 (-5 days) · Other
- B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address