RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P••• O••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Jul 8, 2015 · Wheaton, Il
- O•••• F•• I••• formerFeb 17, 2012 to Aug 27, 2014 · Southfield, Mi
- S••••••• I••••••••• I••• formerFeb 9, 2011 to Feb 3, 2012 · Southfield, Mi
- O•••• F•• I••• to B••••••••• C•••••• M••••••••• L••left Aug 27, 2014, registered Jul 8, 2015 (315 days) · Other
- S••••••• I••••••••• I••• to O•••• F•• I•••left Feb 3, 2012, registered Feb 17, 2012 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address