DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Dean Chance
Feed of 09/15/2026
At current firm
5 y
since Nov 12, 2020
In the industry
31 y
since Nov 4, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Nov 12, 2020 · Johns Creek, Ga
- First Allied Advisory Services, Inc. formerJun 5, 2020 to Nov 12, 2020 · Alpharetta, Ga
- Wells Fargo Advisors wirehouseOct 20, 2015 to Jun 9, 2020 · Atlanta, Ga
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 26, 2013 to Oct 13, 2015 · Alpharetta, Ga
- Suntrust Investment Services, Inc. formerApr 29, 2009 to Jun 25, 2013 · Atlanta, Ga
- Wells Fargo Advisors wirehouseFeb 7, 2007 to Apr 21, 2009 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to First Allied Advisory Services, Inc.left Jun 9, 2020, registered Jun 5, 2020 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Oct 13, 2015, registered Oct 20, 2015 (7 days) · Wirehouse to wirehouse
- Suntrust Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 25, 2013, registered Jun 26, 2013 (1 days) · Other
- Wells Fargo Advisors to Suntrust Investment Services, Inc.left Apr 21, 2009, registered Apr 29, 2009 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address