DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••••• C••••• H•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Dec 2, 2025
In the industry
32 y
since Aug 19, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 2, 2025 · Enfield, Ct
- U•• F•••••••• S••••••• I••• wirehouseDec 5, 2013 to Dec 12, 2025 · Springfield, Ma
- S•• G•••••• I••••••••• M••••••••• independent RIAJan 10, 2011 to Nov 29, 2013 · Springfield, Ma
- S•• G•••••• I••••••••• M••••••••• independent RIAOct 26, 2010 to Dec 31, 2010 · Springfield, Ma
- S•• G•••••• S••••••••• I••• unclassifiedSep 16, 2003 to Oct 25, 2010 · Springfield, Ma
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Dec 12, 2025, registered Dec 2, 2025 (-10 days) · Wirehouse to wirehouse
- S•• G•••••• I••••••••• M••••••••• to U•• F•••••••• S••••••• I•••left Nov 29, 2013, registered Dec 5, 2013 (6 days) · Other
- S•• G•••••• S••••••••• I••• to S•• G•••••• I••••••••• M•••••••••left Oct 25, 2010, registered Oct 26, 2010 (1 days) · Other
Signals
- B•••••• C••••• H••••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2025-12-02)Dec 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address