RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B••••••• G•••••
- V•••••• P•••••• W•••••• L••• independent RIA currentsince Sep 23, 2019 · Dallas, Tx
- S••••• C•••••• P•••••••• L•• formerAug 25, 2017 to Nov 27, 2019 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 26, 1994 to Aug 29, 2017 · Dallas, Tx
- S••••• C•••••• P•••••••• L•• to V•••••• P•••••• W•••••• L•••left Nov 27, 2019, registered Sep 23, 2019 (-65 days) · RIA to a newly registered adviser · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••• C•••••• P•••••••• L••left Aug 29, 2017, registered Aug 25, 2017 (-4 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address