DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• P•••••• W•••••• L•••
Latest filing Feb 24, 2026
First filing on the tape Aug 21, 2019 · 31 filings
SEC status approved since Sep 20, 2019
RAUM
$929M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
96%
$890M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$155M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$929M as of Feb 24, 2026
Feb 25, 2020$152M then
HNW client RAUM$872M as of Feb 24, 2026
Feb 25, 2020$143M then
State-registered IARs (5.B.3)6 as of Feb 24, 2026
Feb 25, 20202 then
Employees (5.A)9 as of Feb 24, 2026
Feb 25, 20203 then
Private funds: no history
RAUM +16% over the last fiscal year+17% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $155MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $522M, 97 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$872M94%
- Individuals$17.9M1.9%
- Corporations and businesses$17.4M1.9%
- Pension and profit-sharing plans$11.0M1.2%
- Charitable organizations$7.6M0.8%
- Insurance companies$3.3M0.4%
- Individual clients
- 79reported
- HNW clients
- 179reported
- Pension plan clients
- 5reported
- Charitable clients
- 4reported
- Accounts
- 739reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $522M for 97 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• B••••••• G••••• | Dallas, Tx | Sep 23, 2019 | 32 y | 2 |
| P••• W•••••• H•••••Chartered Financial Analyst | Dallas, Tx | Feb 26, 2020 | 33 y | 4 |
| R••• M•••••• M••••••Certified Financial Planner, Chartered Financial Analyst | Dallas, Tx | Feb 26, 2021 | 24 y | 1 |
| J•••• M•••••• M•••••Certified Financial Planner, Chartered Financial Analyst | Dallas, Tx | Apr 27, 2022 | 30 y | 3 |
| L•••• C• B•••• | Dallas, Tx | Jul 29, 2022 | 30 y | 2 |
| D••••• C•••••• | Dallas, Tx | Oct 17, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••• C• B•••• from S••••• C•••••• P•••••••• L••Jul 29, 2022 · RIA to RIA
- J•••• M•••••• M••••• from S••••••• A•••• M••••••••• L••Apr 27, 2022 · Other
- R••• M•••••• M•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 26, 2021 · Wirehouse to independent RIA
- P••• W•••••• H••••• from S••••• C•••••• P•••••••• L••Feb 26, 2020 · RIA to RIA
- J••• B••••••• G••••• from S••••• C•••••• P•••••••• L••Sep 23, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from S••••• C•••••• P•••••••• L••Nov 27, 2019 · Dallas, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• J•••• B••••••• · Managing Partnercontrolsince 08/2017 · owns 75% or more
- B••••• L••••• C• · Limited Partnercontrolsince 08/2017 · owns 25% to 50% of V•••••• G•••••• P••••••• L••
- G•••••• J•••• B••••••• · Limited Partnercontrolsince 08/2017 · owns 75% or more of V•••••• G•••••• P••••••• L••
- B••••• L••••• C• · Director Of Operations, Chief Compliance Officersince 08/2017 · owns 10% to 25%
Entity owners
- V•••••• G•••••• P••••••• L•• · G•••••• Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 682 to 739Jul 14, 2025 to Feb 24, 2026
- Corporate clients · 16 to 17Jul 14, 2025 to Feb 24, 2026
- HNW clients · 159 to 179Jul 14, 2025 to Feb 24, 2026
- Individual clients · 70 to 79Jul 14, 2025 to Feb 24, 2026
- Pension plan clients · 6 to 5Jul 14, 2025 to Feb 24, 2026
- Assets in custody · $460M to $522MJul 14, 2025 to Feb 24, 2026
- Discretionary RAUM · $751M to $821MJul 14, 2025 to Feb 24, 2026
- HNW RAUM · $762M to $872MJul 14, 2025 to Feb 24, 2026
- Individual RAUM · $13.2M to $17.9MJul 14, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $48.0M to $108MJul 14, 2025 to Feb 24, 2026
- Pension RAUM · $9.2M to $11.0MJul 14, 2025 to Feb 24, 2026
- RAUM · $799M to $929MJul 14, 2025 to Feb 24, 2026
- Financial planning clients · 0 to 0Feb 26, 2025 to Jul 14, 2025
- Accounts · 640 to 682Nov 20, 2024 to Feb 26, 2025
- Corporate clients · 9 to 16Nov 20, 2024 to Feb 26, 2025
- HNW clients · 160 to 159Nov 20, 2024 to Feb 26, 2025
- Individual clients · 55 to 70Nov 20, 2024 to Feb 26, 2025
- Pension plan clients · 7 to 6Nov 20, 2024 to Feb 26, 2025
- Assets in custody · $390M to $460MNov 20, 2024 to Feb 26, 2025
- State-registered IARs · 7 to 6Nov 20, 2024 to Feb 26, 2025
- Discretionary RAUM · $658M to $751MNov 20, 2024 to Feb 26, 2025
- HNW RAUM · $650M to $762MNov 20, 2024 to Feb 26, 2025
- Individual RAUM · $10.9M to $13.2MNov 20, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $22.6M to $48.0MNov 20, 2024 to Feb 26, 2025
- Pension RAUM · $8.7M to $9.2MNov 20, 2024 to Feb 26, 2025
- RAUM · $680M to $799MNov 20, 2024 to Feb 26, 2025
- Accounts · 549 to 640Jan 22, 2024 to Mar 1, 2024
- Charity clients · 5 to 4Jan 22, 2024 to Mar 1, 2024
- Corporate clients · 5 to 9Jan 22, 2024 to Mar 1, 2024
- HNW clients · 148 to 160Jan 22, 2024 to Mar 1, 2024
- Individual clients · 34 to 55Jan 22, 2024 to Mar 1, 2024
- Pension plan clients · 6 to 7Jan 22, 2024 to Mar 1, 2024
- Assets in custody · $253M to $390MJan 22, 2024 to Mar 1, 2024
- State-registered IARs · 6 to 7Jan 22, 2024 to Mar 1, 2024
- Discretionary RAUM · $558M to $658MJan 22, 2024 to Mar 1, 2024
- HNW RAUM · $560M to $650MJan 22, 2024 to Mar 1, 2024
- Individual RAUM · $5.8M to $10.9MJan 22, 2024 to Mar 1, 2024
- Non-discretionary RAUM · $23.3M to $22.6MJan 22, 2024 to Mar 1, 2024
- Pension RAUM · $7.0M to $8.7MJan 22, 2024 to Mar 1, 2024
- RAUM · $582M to $680MJan 22, 2024 to Mar 1, 2024
Signals
3 dated events
- V•••••• P•••••• W•••••• L••• reported RAUM $581.8M, up 70% from $342.9M (2022-12-15 to 2023-03-06)Mar 6, 2023 · RAUM change · derived
- V•••••• P•••••• W•••••• L••• reported RAUM $342.9M, up 106% from $166.3M (2022-01-04 to 2022-03-02)Mar 2, 2022 · RAUM change · derived
- V•••••• P•••••• W•••••• L•• filed its initial SEC registration (Form ADV)Aug 21, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V•••••• P•••••• W•••••• L••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- Vaquerowealth.com; and Linked In: Vaquerowealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-269-7855reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $155Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026