RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• A•••• M••••
- O•••• W•••••• I••• BD affiliated currentsince Aug 23, 2024 · Atlanta, Ga
- T•••• A•••••••• L•• formerJun 24, 2019 to Aug 23, 2024 · Canton, Ga
- S••••••••• formerApr 27, 2015 to Aug 14, 2019 · Marietta, Ga
- V••••• F•••••••• formerJun 25, 2009 to Oct 7, 2015 · Marietta, Ga
- T•••• A•••••••• L•• to O•••• W•••••• I•••left Aug 23, 2024, registered Aug 23, 2024 (0 days) · corporate re-registration, not a move
- S••••••••• to T•••• A•••••••• L••left Aug 14, 2019, registered Jun 24, 2019 (-51 days) · RIA to affiliated broker-dealer or bank · moved with a team
- V••••• F•••••••• to S•••••••••left Oct 7, 2015, registered Apr 27, 2015 (-163 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address